SEC Form 5 · accession 0001052918-18-000020
GOLDRICH MINING CO · GRMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Gallagher
Director · 10% Owner
Period of report
Dec 31, 2017
Accepted (ET)
Feb 6, 2018 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059860
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock preferred F | Feb 7, 2017 | P | 20 | $1,000.00 | A | 153 | D | |
| Common stock preferred F | Mar 1, 2017 | P | 25 | $1,000.00 | A | 153 | D | |
| Common stock preferred F | Mar 31, 2017 | P | 58 | $1,000.00 | A | 153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class S Warrant | $0.03 | Feb 7, 2017 | P | 666,667 | A | Feb 7, 2017 | Feb 7, 2022 | Common stock | 666,667 | 5,100,000 | D |
| Class S Warrant | $0.03 | Mar 1, 2017 | P | 833,333 | A | Mar 1, 2017 | Mar 1, 2022 | Common Stock | 833,333 | 5,100,000 | D |
| Class S Warrant | $0.03 | Mar 31, 2017 | P | 1,933,333 | A | Mar 31, 2017 | Mar 31, 2022 | Common Stock | 1,933,333 | 5,100,000 | D |