SEC Form 4 · accession 0001562180-18-000655
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Ronald Catapano
Officer — VP, Chief Accounting Officer
Period of report
Feb 5, 2018
Accepted (ET)
Feb 6, 2018 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 5, 2018 | A | 10,107 | A | — | — | Common Stock | 10,107 | 13,971 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 5, 2018 | A | 7,911 | A | — | — | Common Stock | 7,911 | 21,882 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Pitney Bowes common stock.
- F2Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.
- F3The restricted stock units (RSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting.