SEC Form 4 · accession 0000790051-18-000054
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Roberts
Director
Period of report
Feb 6, 2018
Accepted (ET)
Feb 7, 2018 · 3:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 133,861 | D | ||
| Common StockF2 | holding | — | — | — | 108,246 | I | See Footnote 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3,F5 | — | Feb 6, 2018 | A | 2,070 | A | — | — | Common Stock | 2,070 | 4,188 | D |
Explanation of responses
- F1Includes 68 shares acquired in the issuer's defined contribution plan during the prior year.
- F2Consists of (i) 68,103 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, (ii) 28,383 shares held in a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iii) 11,760 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee.
- F3Each restricted stock unit represents a right to receive one share of the issuer's common stock.
- F4Represents a grant of units from the issuer for services as a director of the issuer.
- F5The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.