SEC Form 4 · accession 0000831641-18-000015
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Brownlie
Officer — SVP, CHIEF ENGINEER
Period of report
Feb 5, 2018
Accepted (ET)
Feb 6, 2018 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 5, 2018 | M | 12,713 | $23.48 | A | 90,902 | D | |
| COMMON STOCKF2 | Feb 5, 2018 | S | 12,713 | $50.3625 | D | 78,189 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F3,F4 | $23.48 | Feb 5, 2018 | M | 12,713 | D | Nov 12, 2014 | Nov 12, 2018 | COMMON STOCK | 12,713 | 4,037 | D |
Explanation of responses
- F1The amount of securities beneficially owned has also been updated to reflect the reporting person's acquisition of 123 shares of common stock pursuant to the Tetra Tech, Inc. Employee Stock Purchase Plan (ESPP) on December 15, 2017.
- F2$50.3625 is an average price. Shares were sold at prices ranging from $50.00 to $50.70 per share.
- F3The option was fully exercisable on November 12, 2014.
- F4The option expires in the current year.