SEC Form 4 · accession 0001209191-18-008100
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Michael Plunkett
Officer — SVP of Purch & Intl Ops
Period of report
Feb 7, 2018
Accepted (ET)
Feb 7, 2018 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2018 | M | 2,000 | $4.44 | A | 2,001 | D | |
| Common Stock | Feb 7, 2018 | S | 2,000 | $46.60 | D | 1 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.44 | Feb 7, 2018 | M | 2,000 | D | — | Jun 1, 2020 | Common Stock | 2,000 | 34,744 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 8, 2018.
- F2All of the shares subject to the option have previously vested.