SEC Form 4 · accession 0001590458-18-000002
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Wells II
Officer — VP, Information Technology
Period of report
Feb 5, 2018
Accepted (ET)
Feb 7, 2018 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 5, 2018 | M | 375 | $12.633 | A | 11,015 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $12.633 | Feb 5, 2018 | M | 375 | D | Jun 6, 2014 | Dec 6, 2023 | Common Stock | 375 | 15,750 | D |
Explanation of responses
- F1Exercise of options granted 12/06/2013. All options fully exercisable six months after date of grant.
- F2Includes 6.156 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Also includes 7.295 restricted shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.