SEC Form 4 · accession 0001156375-18-000006
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Sammann
Officer — Sr MD Gl Hd Commodity & Option
Period of report
Feb 2, 2018
Accepted (ET)
Feb 6, 2018 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Feb 2, 2018 | M | 2,400 | $83.88 | A | 40,153 | D | |
| Common Stock Class A | Feb 2, 2018 | S | 2,400 | $161.655 | D | 37,753 | D | |
| Common Stock Class A | holding | — | — | — | 675 | I | by Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $83.88 | Feb 2, 2018 | M | 2,400 | D | Jun 16, 2013 | Jun 16, 2018 | Common Stock Class A | 2,400 | 0 | D |
Explanation of responses
- F1As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.