SEC Form 4 · accession 0001549797-18-000003
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul W Nester
Officer — VP, Treasurer, Secretary & CFO
Period of report
Feb 5, 2018
Accepted (ET)
Feb 7, 2018 · 12:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2018 | M | 1,200 | $12.673 | A | 12,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $12.673 | Feb 5, 2018 | M | 1,200 | D | Oct 1, 2013 | Apr 1, 2023 | Common Stock | 1,200 | 29,650 | D |
Explanation of responses
- F1Exercise of options granted 04/01/2013. All options fully exercisable six months after date of grant.