SEC Form 4/A · accession 0001127602-18-004351
Emerald Holding, Inc. · EEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher McCabe
Officer — Executive Vice President
Period of report
Nov 30, 2017
Accepted (ET)
Feb 6, 2018 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2017 | S | 3,562 | $22.26 | D | 32,420 | D | |
| Common StockF1,F2 | Nov 30, 2017 | M | 6,325 | $12.00 | A | 38,745 | D | |
| Common StockF1,F2 | Nov 30, 2017 | M | 6,325 | $16.00 | A | 45,070 | D | |
| Common StockF1,F2 | Nov 30, 2017 | M | 12,650 | $8.00 | A | 57,720 | D | |
| Common StockF1,F2 | Nov 30, 2017 | S | 6,325 | $22.2431 | D | 51,395 | D | |
| Common StockF1,F2 | Nov 30, 2017 | S | 12,650 | $22.2438 | D | 38,745 | D | |
| Common StockF1,F2 | Nov 30, 2017 | S | 6,325 | $22.2514 | D | 32,420 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $12.00 | Nov 30, 2017 | M | 6,325 | D | — | Sep 4, 2023 | Common Stock | 6,325 | 48,800 | D |
| Stock Option (Right to Buy)F3 | $16.00 | Nov 30, 2017 | M | 6,325 | D | — | Sep 4, 2023 | Common Stock | 6,325 | 48,800 | D |
| Stock Option (Right to Buy)F4 | $8.00 | Nov 30, 2017 | M | 12,650 | D | — | Sep 4, 2023 | Common Stock | 12,650 | 125,725 | D |
Explanation of responses
- F1Transaction pursuant to a previously adopted Rule 10b5-1 trading plan.
- F2Includes 357 previously granted and reported unvested restricted stock units.
- F3This option is vested with respect to 37,775 underlying shares and will vest with respect to the remaining 11,025 underlying shares on September 4, 2018.
- F4This option is vested with respect to 98,050 underlying shares and will vest with respect to the remaining 27,675 underlying shares on September 4, 2018.