SEC Form 4 · accession 0001209191-18-007930
CYPRESS SEMICONDUCTOR CORP /DE/ · CY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela L. Tondreau
Officer — Chief Legal Officer & HR
Period of report
Feb 2, 2018
Accepted (ET)
Feb 6, 2018 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2018 | M | 6,250 | $0.00 | A | 92,521 | D | |
| Common Stock | Feb 5, 2018 | F | 2,637 | $16.245 | D | 89,884 | D | |
| Common StockF1 | Feb 2, 2018 | M | 5,233 | $0.00 | A | 95,117 | D | |
| Common Stock | Feb 5, 2018 | F | 1,900 | $16.24 | D | 93,217 | D | |
| Common StockF1 | Feb 2, 2018 | M | 34,310 | $0.00 | A | 127,527 | D | |
| Common Stock | Feb 5, 2018 | F | 12,546 | $16.24 | D | 114,981 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 2, 2018 | M | 6,250 | D | — | — | Common Stock | 6,250 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 2, 2018 | M | 5,233 | D | — | — | Common Stock | 5,233 | 0 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 2, 2018 | M | 34,310 | D | — | — | Common Stock | 34,310 | 0 | D |
Explanation of responses
- F1Restricted stock units ("RSUs") convert into common stock on a one-for-one basis upon vesting.
- F2On March 3, 2015, the Reporting Person was granted 18,750 RSUs, vesting in three equal annual installments beginning on January 29, 2016.
- F3On April 27, 2016, the Reporting Person was granted 5,233 RSUs, vesting in one annual installment on February 2, 2018.
- F4On August 4, 2016, the Reporting Person was granted 42,948 RSUs, vesting in two annual installments beginning on January 27, 2017.