SEC Form 4 · accession 0001127602-18-004326
AVIENT CORP · AVNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Patterson
Officer — Chairman, President & CEO · Director
Period of report
Feb 4, 2018
Accepted (ET)
Feb 6, 2018 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 4, 2018 | M | 24,000 | — | A | 264,281 | D | |
| Common Stock | Feb 4, 2018 | F | 7,657 | $42.88 | D | 256,624 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 4, 2018 | M | 24,000 | D | Feb 4, 2018 | Feb 4, 2018 | Common Stock | 24,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
- F2Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed as well as dividend equivalents earned with respect to the vested restricted stock units.