SEC Form 4 · accession 0001357400-18-000047
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Christmann
Officer — CEO and President · Director
Period of report
Feb 5, 2018
Accepted (ET)
Feb 6, 2018 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2018 | M | 25,376 | $0.00 | A | 144,148 | D | |
| Common StockF2 | Feb 5, 2018 | F | 9,986 | $42.82 | D | 134,162 | D | |
| Common StockF3 | Feb 5, 2018 | M | 19,542 | $0.00 | A | 153,704 | D | |
| Common StockF4 | Feb 5, 2018 | F | 7,690 | $44.69 | D | 146,014 | D | |
| Common StockF5 | Feb 6, 2018 | G | 671 | $0.00 | D | 145,343 | D | |
| Common StockF6 | Feb 6, 2018 | G | 671 | $0.00 | D | 144,672 | D | |
| Common StockF7 | Feb 6, 2018 | G | 671 | $0.00 | D | 144,001 | D | |
| Common Stock | Feb 6, 2018 | G | 671 | $0.00 | A | 1,729 | I | By JJC V 1998 Trust |
| Common Stock | Feb 6, 2018 | G | 671 | $0.00 | A | 1,729 | I | By CAC 1998 Trust |
| Common Stock | Feb 6, 2018 | G | 671 | $0.00 | A | 1,729 | I | By CEC 2003 Trust |
| Common Stock | holding | — | — | — | 1,431 | I | By JJC IV 1984 Trust | |
| Common Stock | holding | — | — | — | 2,892 | I | Held by Trustee of 401(k) Plan | |
| Common Stock | holding | — | — | — | 52,340 | I | Held by Trustee of NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF8,F9,F1 | $0.00 | Feb 5, 2018 | M | 25,376 | D | — | — | Common Stock | 25,376 | 270,536 | D |
| Restricted Stock / UnitsF8,F9,F3 | $0.00 | Feb 5, 2018 | M | 19,542 | D | — | — | Common Stock | 19,542 | 250,994 | D |
Explanation of responses
- F1Vesting on 02/03/2018 of restricted stock units under employer plan - data provided by plan administrator on 02/05/2018. Vesting occurs ratably over three years.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock as of 02/03/2018 - data provided by plan administrator on 02/05/2018.
- F3Vesting on 02/01/2018 of restricted stock units under employer plan - data provided by plan administrator on 02/05/2018. Vesting occurs ratably over three years.
- F4Shares withheld to cover required tax withholding on vesting of restricted stock as of 02/01/2018 - data provided by plan administrator on 02/05/2018.
- F5Gift to the JJCV 1998 Trust of which the reporting person is the trustee.
- F6Gift to the CAC 1998 Trust of which the reporting person is the trustee.
- F7Gift to the CEC 2003 Trust of which the reporting person is the trustee.
- F8With tandem tax withholding right
- F9One share of Apache common stock for each restricted stock unit.