SEC Form 4 · accession 0001127602-18-004357
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy L Skeans
Officer — Chief People Officer
Period of report
Feb 5, 2018
Accepted (ET)
Feb 6, 2018 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2,F3 | — | Feb 5, 2018 | F | 152 | D | — | — | Common Stock | 152 | 2,968 | D |
| Phantom StockF1,F2,F3 | — | Feb 5, 2018 | F | 31 | D | — | — | Common Stock | 31 | 2,937 | D |
Explanation of responses
- F1Conversion occurs on a one-for-one basis.
- F2Payments are made in accordance with elections on file.
- F3The Program does not have specified expiration dates.