SEC Form 4/A · accession 0001127602-18-004346
Emerald Holding, Inc. · EEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lori Jenks
Officer — SVP - Operations
Period of report
Nov 30, 2017
Accepted (ET)
Feb 6, 2018 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2017 | M | 6,666 | $8.00 | A | 20,101 | D | |
| Common StockF1,F2 | Nov 30, 2017 | S | 6,666 | $22.2337 | D | 13,435 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $8.00 | Nov 30, 2017 | M | 6,666 | D | — | Sep 4, 2023 | Common Stock | 6,666 | 65,209 | D |
Explanation of responses
- F1Transaction pursuant to a previously adopted Rule 10b5-1 trading plan.
- F2Includes 310 previously granted and reported unvested restricted stock units.
- F3This option is vested with respect to 50,834 underlying shares and will vest with respect to the remaining 14,375 underlying shares on September 4, 2018.