SEC Form 4 · accession 0001127602-18-004312
AVIENT CORP · AVNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M. John Midea Jr.
Officer — SVP, Glbl Ops & Process Imprv
Period of report
Feb 5, 2018
Accepted (ET)
Feb 6, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 5, 2018 | M | 3,300 | — | A | 3,897 | D | |
| Common Stock | Feb 5, 2018 | F | 1,111 | $42.88 | D | 2,786 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 5, 2018 | M | 3,300 | D | Feb 5, 2018 | Feb 5, 2018 | Common Stock | 3,300 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
- F2Includes dividend equivalents earned with respect to the vested restricted stock units.