SEC Form 4 · accession 0000107815-18-000112
WEC ENERGY GROUP, INC. · WEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Guc
Officer — Vice President & Controller
Period of report
Dec 29, 2017
Accepted (ET)
Feb 6, 2018 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783325
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3,F1,F4 | — | Dec 29, 2017 | A | 125 | A | — | — | Common Stock | 125 | 130 | D |
| Phantom Stock UnitsF5,F1,F4 | — | Feb 2, 2018 | A | 3 | A | — | — | Common Stock | 3 | 133 | D |
Explanation of responses
- F1One-for-one
- F2These phantom stock units were acquired as the result of a "make-whole" payment for compensation not otherwise eligible for matching in a WEC Energy Group 401(k) plan due to limits imposed by the Internal Revenue Code in an acquisition exempt from Section 16(b) pursuant to Rule 16b-3(d).
- F3This transaction is being reported late due to an administrative error. These units were omitted from the reporting person's Form 4 filed on January 23, 2018.
- F4These phantom stock units were accrued under the WEC Energy Group, Inc. Executive Deferred Compensation Plan and are to be settled following the reporting person's retirement or other termination of employment.
- F5These phantom stock units were acquired pursuant to a deferral of compensation in an acquisition exempt from Section 16(b) pursuant to Rule 16b-3(d).