SEC Form 4 · accession 0001127602-18-004437
Ingredion Inc · INGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Martin Sonntag
Officer — SVP, Strategy and Glob Bus Dev
Period of report
Feb 2, 2018
Accepted (ET)
Feb 6, 2018 · 9:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2018 | M | 6,631 | $59.58 | A | 9,875 | D | |
| Common Stock | Feb 2, 2018 | M | 3,325 | $82.28 | A | 13,200 | D | |
| Common Stock | Feb 2, 2018 | M | 4,983 | $99.96 | A | 18,183 | D | |
| Common Stock | Feb 2, 2018 | S | 14,939 | $135.00 | D | 3,244 | D | |
| Common StockF1 | Feb 3, 2018 | F | 188 | $135.28 | D | 3,056 | D | |
| Common Stock | Feb 5, 2018 | M | 1,663 | $82.28 | A | 4,719 | D | |
| Common StockF2 | Feb 5, 2018 | S | 1,663 | $135.1153 | D | 3,056 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F3 | $59.58 | Feb 2, 2018 | M | 6,631 | D | — | Feb 3, 2024 | Common Stock | 6,631 | 0 | D |
| Employee Stock Options (Right to Buy)F4 | $82.28 | Feb 2, 2018 | M | 3,325 | D | — | Feb 2, 2025 | Common Stock | 3,325 | 0 | D |
| Employee Stock Options (Right to Buy)F5 | $99.96 | Feb 2, 2018 | M | 4,983 | D | — | Feb 1, 2026 | Common Stock | 4,983 | 2,492 | D |
| Employee Stock Options (Right to Buy)F4 | $82.28 | Feb 5, 2018 | M | 1,663 | D | — | Feb 2, 2025 | Common Stock | 1,663 | 0 | D |
Explanation of responses
- F1Shares withheld to pay applicable taxes upon the vesting of 608 restricted stock units ("RSUs") granted February 3, 2015 and 33.058 RSUs acquired through deemed dividend reinvestment with respect to these RSUs.
- F2Includes RSUs acquired through deemed dividend reinvestment. RSUs acquired through deemed dividend reinvestment vest on the dates when the RSUs with respect to which they are deemed dividends vest.
- F3These options vested in equal annual installments on February 4, 2015, 2016 and 2017.
- F4These options vested in three equal annual installments on February 3, 2016, 2017 and 2018.
- F5Two thirds of these options vested in equal annual installments on February 2, 2017 and 2018, and the remaining one third of these options are scheduled to vest on February 2, 2019.