SEC Form 4 · accession 0001357400-18-000043
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ricotta
Officer — Sr. Vice President
Period of report
Feb 5, 2018
Accepted (ET)
Feb 6, 2018 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2018 | M | 2,562 | $0.00 | A | 10,893 | D | |
| Common StockF2 | Feb 5, 2018 | F | 1,009 | $42.82 | D | 9,884 | D | |
| Common StockF3 | Feb 5, 2018 | M | 2,845 | $0.00 | A | 12,729 | D | |
| Common StockF4 | Feb 5, 2018 | F | 1,108 | $44.69 | D | 11,621 | D | |
| Common Stock | holding | — | — | — | 5,958 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 4,523 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF5,F6,F1 | $0.00 | Feb 5, 2018 | M | 2,562 | D | — | — | Common Stock | 2,562 | 39,775 | D |
| Restricted Stock / UnitsF5,F6,F3 | $0.00 | Feb 5, 2018 | M | 2,845 | D | — | — | Common Stock | 2,845 | 36,930 | D |
Explanation of responses
- F1Vesting on 02/03/2018 of restricted stock units under employer plan - data provided by plan administrator on 02/05/2018. Vesting occurs ratably over three years.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock as of 02/03/2018 - data provided by plan administrator on 02/05/2018.
- F3Vesting on 02/01/2018 of restricted stock units under employer plan - data provided by plan administrator on 02/05/2018. Vesting occurs ratably over three years.
- F4Shares withheld to cover required tax withholding on vesting of restricted stock as of 02/01/2018 - data provided by plan administrator on 02/05/2018.
- F5With tandem tax withholding right
- F6One share of Apache common stock for each restricted stock unit.