SEC Form 4 · accession 0001357400-18-000044
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Sullivan
Officer — Exec. VP - Operations Support
Period of report
Feb 5, 2018
Accepted (ET)
Feb 6, 2018 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2018 | M | 6,188 | $0.00 | A | 38,171 | D | |
| Common StockF2 | Feb 5, 2018 | F | 2,435 | $42.82 | D | 35,736 | D | |
| Common StockF3 | Feb 5, 2018 | M | 4,034 | $0.00 | A | 39,770 | D | |
| Common StockF4 | Feb 5, 2018 | F | 1,588 | $44.69 | D | 38,182 | D | |
| Common Stock | holding | — | — | — | 24 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 12,397 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF5,F6 | $0.00 | Feb 5, 2018 | M | 1,000 | A | Feb 5, 2018 | — | Common Stock | 1,000 | 6,538 | D |
| Restricted Stock / UnitsF7,F8,F1 | $0.00 | Feb 5, 2018 | M | 6,188 | D | — | — | Common Stock | 6,188 | 53,462 | D |
| Restricted Stock / UnitsF7,F8,F3 | $0.00 | Feb 5, 2018 | M | 4,034 | D | — | — | Common Stock | 4,034 | 49,428 | D |
| Restricted Stock / UnitsF7,F8,F9 | $0.00 | Feb 5, 2018 | M | 1,000 | D | Feb 5, 2018 | — | Common Stock | 1,000 | 48,428 | D |
Explanation of responses
- F1Vesting on 02/03/2018 of restricted stock units under employer plan - data provided by plan administrator on 02/05/2018. Vesting occurs ratably over three years.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock as of 02/03/2018 - data provided by plan administrator on 02/05/2018.
- F3Vesting on 02/01/2018 of restricted stock units under employer plan - data provided by plan administrator on 02/05/2018. Vesting occurs ratably over three years.
- F4Shares withheld to cover required tax withholding on vesting of restricted stock as of 02/01/2018 - data provided by plan administrator on 02/05/2018.
- F5One share of Apache common stock for each phantom stock unit.
- F6Exempt acquisition pursuant to Rule 16b-3(d). Accrued under the deferred compensation provisions of Apache's Deferred Delivery Plan - effective as of 02/05/2018.
- F7With tandem tax withholding right
- F8One share of Apache common stock for each restricted stock unit.
- F9Vesting on 02/05/2018 of restricted stock units under employer plan. Vesting occurs 20% per year over five years.