SEC Form 4 · accession 0001636023-18-000048
WRKCo Inc. · WRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Luke Jr.
Director
Period of report
Feb 5, 2018
Accepted (ET)
Feb 7, 2018 · 11:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636023
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2018 | M | 1,920 | $26.99 | A | 499,363 | D | |
| Common Stock | Feb 5, 2018 | M | 72,701 | $9.02 | A | 572,064 | D | |
| Common StockF1 | Feb 5, 2018 | S | 74,621 | $66.1273 | D | 497,443 | I | By Spouse |
| Common Stock | Feb 6, 2018 | M | 50,000 | $9.02 | A | 547,443 | D | |
| Common StockF3 | Feb 6, 2018 | S | 50,000 | $64.1565 | D | 497,443 | D | |
| Common Stock | holding | — | — | — | 2,269 | I | By Spouse | |
| Common Stock | holding | — | — | — | 140,680 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option - right to buyF2 | $26.99 | Feb 5, 2018 | M | 1,920 | D | Jul 1, 2015 | Feb 25, 2018 | Common Stock | 1,920 | 0 | D |
| Stock Option - right to buyF2 | $9.02 | Feb 5, 2018 | M | 72,701 | D | Jul 1, 2015 | Feb 23, 2018 | Common Stock | 72,701 | 436,202 | D |
| Stock option - right to buy | $9.02 | Feb 6, 2018 | M | 50,000 | D | Jul 1, 2015 | Feb 23, 2018 | Common Stock | 50,000 | 386,202 | D |
Explanation of responses
- F1Shares sold at average price of $66.127263. Prices ranging from $65.1 to $66.7001 per share.
- F2Reflects adjustment for Ingevity Corporation spin-off on May 15, 2016.
- F3Shares sold at average price of $64.156558. Prices ranging from $64.00 to $64.58 per share.