Daily feed · SEC Form 4 filings

Stock options and other derivative activity — May 17, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

338 filings · trading day May 17, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
May 14, 2018 SForm 4 →	May 16, 6:53 pm EDT	JPMORGAN CHASE & COJPM	Todd A. CombsDirector	22,500	$74.23	$1,670,218	0	—
May 15, 2018 MForm 4 →	May 16, 9:30 pm EDT	VONAGE HOLDINGS CORPVG	Alan MasarekChief Executive Officer, Director	100,000	$3.51	$351,000	2,700,000	—
May 14, 2018 MForm 4 →	May 16, 4:14 pm EDT	HARTFORD FINANCIAL SERVICES GROUP INC/DEHIG	Brion S JohnsonExecutive Vice President	11,568	$24.15	$279,367	23,137	—
May 15, 2018 AForm 4 →	May 16, 4:29 pm EDT	CSI Compressco LPCCLP	TETRA TECHNOLOGIES INC +310% Owner	19,137	$11.43	$218,736	599,973	—
May 14, 2018 CFMForm 4 →	May 16, 4:30 pm EDT	LAUREATE EDUCATION, INC.LAUR	Eilif Serck-HanssenChief Executive Officer, Director	61,140	$14.57	$142,334	52,318	—
May 12, 2018 AForm 4 →	May 16, 4:43 pm EDT	Novan, Inc.NOVN	Andrew NovakChief Accounting Officer	25,000	$3.14	$78,500	25,000	—	late
May 16, 2018 MForm 4 →	May 17, 1:57 pm EDT	QCR HOLDINGS INCQCRH	Larry J HellingPresident/CEO CRBT	1,500	$47.70	$71,550	3,081	—
Dec 11, 2014 AMForm 4 →	May 16, 2018, 5:01 pm EDT	SMTC CORPSMTX	Red Oak Partners, LLC +110% Owner	32,730	$1.72	$56,414	0	—	late
May 15, 2018 AJForm 4 →	May 16, 4:31 pm EDT	MARSH & MCLENNAN COMPANIES, INC.MMC	Morton O SchapiroDirector	656	$81.50	$53,466	59,896	—
May 15, 2018 AForm 4 →	May 17, 12:09 pm EDT	GRIFFIN INDUSTRIAL REALTY, INC.GRIF	David R BechtelDirector	1,039	$38.48	$39,981	1,039	—
May 15, 2018 AForm 4 →	May 17, 12:14 pm EDT	GRIFFIN INDUSTRIAL REALTY, INC.GRIF	Edgar Cullman Jr.Director, 10% Owner	1,039	$38.48	$39,981	1,039	—
May 15, 2018 AForm 4 →	May 17, 12:20 pm EDT	GRIFFIN INDUSTRIAL REALTY, INC.GRIF	Thomas C IsraelDirector	1,039	$38.48	$39,981	1,039	—
May 15, 2018 AForm 4 →	May 17, 12:25 pm EDT	GRIFFIN INDUSTRIAL REALTY, INC.GRIF	Jonathan P MayDirector	1,039	$38.48	$39,981	1,039	—
May 15, 2018 AForm 4 →	May 17, 12:30 pm EDT	GRIFFIN INDUSTRIAL REALTY, INC.GRIF	Albert H Small Jr.Director	1,039	$38.48	$39,981	1,039	—
May 15, 2018 AJForm 4 →	May 16, 4:36 pm EDT	MARSH & MCLENNAN COMPANIES, INC.MMC	R David YostDirector	488	$81.50	$39,736	23,116	—
May 15, 2018 MForm 4 →	May 17, 10:40 am EDT	CACI INTERNATIONAL INC /DE/CACI	Michael A DanielsDirector	269	$125.70	$33,813	537	—
May 15, 2018 MForm 4 →	May 17, 10:47 am EDT	CACI INTERNATIONAL INC /DE/CACI	James Gilmore IIIDirector	269	$125.70	$33,813	537	—
May 15, 2018 MForm 4 →	May 17, 10:50 am EDT	CACI INTERNATIONAL INC /DE/CACI	William L JewsDirector	269	$125.70	$33,813	537	—
May 15, 2018 MForm 4 →	May 17, 10:52 am EDT	CACI INTERNATIONAL INC /DE/CACI	Gregory G JohnsonDirector	269	$125.70	$33,813	537	—
May 15, 2018 MForm 4 →	May 17, 10:58 am EDT	CACI INTERNATIONAL INC /DE/CACI	James L PavittDirector	269	$125.70	$33,813	537	—
May 15, 2018 MForm 4 →	May 17, 11:00 am EDT	CACI INTERNATIONAL INC /DE/CACI	Warren R PhillipsDirector	269	$125.70	$33,813	537	—
May 15, 2018 MForm 4 →	May 17, 11:03 am EDT	CACI INTERNATIONAL INC /DE/CACI	Charles P RevoileDirector	269	$125.70	$33,813	537	—
May 15, 2018 MForm 4 →	May 17, 11:18 am EDT	CACI INTERNATIONAL INC /DE/CACI	William S WallaceDirector	269	$125.70	$33,813	537	—
May 15, 2018 AJForm 4 →	May 16, 4:27 pm EDT	MARSH & MCLENNAN COMPANIES, INC.MMC	Deborah C HopkinsDirector	352	$81.50	$28,670	3,472	—
May 15, 2018 AForm 4 →	May 16, 4:39 pm EDT	HUBBELL INCHUBB	Anthony GuzziDirector	258	$105.19	$27,088	24,168	—
May 15, 2018 AForm 4 →	May 16, 4:43 pm EDT	HUBBELL INCHUBB	Steven R ShawleyDirector	238	$105.19	$25,000	4,250	—
May 15, 2018 AJForm 4 →	May 16, 4:25 pm EDT	MARSH & MCLENNAN COMPANIES, INC.MMC	Anthony AndersonDirector	249	$81.50	$20,305	3,062	—
May 15, 2018 AForm 4 →	May 16, 4:41 pm EDT	HUBBELL INCHUBB	Neal J KeatingDirector	113	$105.19	$11,875	4,876	—
May 15, 2018 AJForm 4 →	May 16, 4:37 pm EDT	MARSH & MCLENNAN COMPANIES, INC.MMC	Elaine La RocheDirector	126	$81.50	$10,272	5,518	—
May 15, 2018 AForm 4 →	May 16, 4:59 pm EDT	INTEL CORPINTC	Robert Holmes SwanChief Financial Officer	69	$53.92	$3,744	7,698	—
May 15, 2018 AForm 4 →	May 17, 10:58 am EDT	PPG INDUSTRIES INCPPG	Michael H McGarryChairman of the Board and CEO, Director	24	$103.03	$2,475	2,648	—
May 17, 2018 AForm 4 →	May 17, 1:04 pm EDT	ORBITAL ATK, INC.OA	Roman Martinez IVDirector	18	$133.28	$2,437	7,633	—
May 15, 2018 AForm 4 →	May 17, 1:42 pm EDT	MCCORMICK & CO INCMKC	Lisa ManzoneSr. VP Global Human Relations	15	$105.97	$1,558	591	—
May 15, 2018 AForm 4 →	May 17, 1:41 pm EDT	MCCORMICK & CO INCMKC	Brendan M FoleyPresident Global Consumer	13	$105.97	$1,346	585	—
May 15, 2018 AForm 4 →	May 17, 10:56 am EDT	PPG INDUSTRIES INCPPG	Vincent J MoralesSenior VP & CFO	8	$103.03	$846	398	—
May 15, 2018 AForm 4 →	May 17, 11:00 am EDT	PPG INDUSTRIES INCPPG	Timothy M KnavishSr. VP, Industrial Coatings	6	$103.03	$612	8,537	—
May 17, 2018 AForm 4 →	May 17, 1:03 pm EDT	ORBITAL ATK, INC.OA	Ronald R FoglemanDirector	4	$133.28	$592	1,853	—
May 15, 2018 AForm 4 →	May 17, 11:02 am EDT	PPG INDUSTRIES INCPPG	Glenn E Bost IISr. VP & Gen. Counsel	5	$103.03	$475	734	—
Apr 23, 2018 AJForm 4 →	May 17, 1:42 pm EDT	MCCORMICK & CO INCMKC	Christina M McMullenVice President & Controller	0	$104.60	$44	52	—	late
May 14, 2018 MForm 4 →	May 16, 4:05 pm EDT	Moelis & CoMC	Joseph SimonChief Financial Officer	1,263	—	—	2,528	—
May 14, 2018 CForm 4 →	May 16, 4:05 pm EDT	CARVANA CO.CVNA	Ernest C Garcia II +110% Owner	2,062,500	—	—	4,336,765	—
May 14, 2018 MForm 4 →	May 16, 4:06 pm EDT	Moelis & CoMC	Jeffrey RaichMD & Co-President, Director	6,967	—	—	13,934	—
May 14, 2018 AForm 4 →	May 16, 4:06 pm EDT	Hill-Rom Holdings, Inc.HRC	John P GroetelaarsChief Executive Officer, Director	102,867	—	—	51,400	—
May 15, 2018 AForm 4 →	May 16, 4:06 pm EDT	XpresSpa Group, Inc.XSPA	Bruce BernsteinDirector	250,000	—	—	250,000	—
May 15, 2018 MForm 4 →	May 16, 4:07 pm EDT	Moelis & CoMC	Elizabeth CrainChief Operating Officer	6,668	—	—	6,669	—
May 16, 2018 MForm 4 →	May 16, 4:09 pm EDT	TRECORA RESOURCESTREC	John Richard TownsendDirector	7,022	—	—	34,046	—
May 15, 2018 MForm 4 →	May 16, 4:11 pm EDT	EXTREME NETWORKS INCEXTR	Edward MeyercordPresident and CEO, Director	43,354	—	—	108,398	—
May 15, 2018 MForm 4 →	May 16, 4:11 pm EDT	EXTREME NETWORKS INCEXTR	Robert J GaultEVP Worldwide Sales Services	21,677	—	—	58,363	—
May 14, 2018 MForm 4 →	May 16, 4:15 pm EDT	REGENXBIO Inc.RGNX	Donald J Hayden Jr.Director	15,000	—	—	204,100	—
May 14, 2018 MForm 4 →	May 16, 4:16 pm EDT	Nationstar Mortgage Holdings Inc.NSM	Robert H GidelDirector	5,490	—	—	0	—
May 14, 2018 AForm 4 →	May 16, 4:16 pm EDT	Burlington Stores, Inc.BURL	Joyce Manning MagriniExecutive Vice President	22,000	—	—	66,000	—
May 14, 2018 MForm 4 →	May 16, 4:17 pm EDT	Nationstar Mortgage Holdings Inc.NSM	Brett HawkinsDirector	5,490	—	—	0	—
May 14, 2018 MForm 4 →	May 16, 4:20 pm EDT	NATIONAL RESEARCH CORPNRCI	John N NunnellyDirector	44,455	—	—	25,304	—
Aug 11, 2017 AForm 4/A →	May 16, 2018, 4:21 pm EDT	Aevi Genomic Medicine, Inc.GNMX	Garry Arthur NeilChief Scientific Officer	100,000	—	—	100,000	—
May 15, 2018 MForm 4 →	May 16, 4:23 pm EDT	Redfin CorpRDFN	Christopher John NielsenChief Financial Officer	10,000	—	—	704,599	—
May 14, 2018 AForm 4 →	May 16, 4:26 pm EDT	Aevi Genomic Medicine, Inc.GNMX	Garry Arthur NeilChief Scientific Officer	300,000	—	—	300,000	—
May 14, 2018 MForm 4 →	May 16, 4:26 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Philip M AndersonDirector	6,000	—	—	0	—
Aug 11, 2017 AForm 4/A →	May 16, 2018, 4:27 pm EDT	Aevi Genomic Medicine, Inc.GNMX	Michael F ColaPresident and CEO, Director	50,000	—	—	50,000	—
May 15, 2018 MForm 4 →	May 16, 4:28 pm EDT	CARPENTER TECHNOLOGY CORPCRS	James D DeeVP, Gen Counsel & Secretary	4,952	—	—	0	—
May 15, 2018 AForm 4 →	May 16, 4:28 pm EDT	PARETEUM CorpTEUM	Vic BozzoChief Executive Officer	500,000	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 4:29 pm EDT	CONTROL4 CORPCTRL	Susan CashenSVP of Marketing	5,300	—	—	8,634	—	amended
May 15, 2018 MForm 4 →	May 16, 4:29 pm EDT	HUBSPOT INCHUBS	John KinzerChief Financial Officer	4,798	—	—	14,633	—
May 15, 2018 AForm 4 →	May 16, 4:29 pm EDT	PARETEUM CorpTEUM	Edward J O'DonnellChief Financial Officer	100,000	—	—	0	—
May 15, 2018 AForm 4 →	May 16, 4:30 pm EDT	ViewRay, Inc.VRAY	Chris RaanesPresident and CEO, Director	410,000	—	—	410,000	—
May 14, 2018 MForm 4 →	May 16, 4:30 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Gregory A PrattDirector	33,860	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 4:30 pm EDT	CONTROL4 CORPCTRL	Jefferson DunganSVP Bus. Development	5,300	—	—	8,634	—	amended
May 15, 2018 MForm 4 →	May 16, 4:33 pm EDT	CONTROL4 CORPCTRL	Joshua D. EllisGeneral Counsel	1,067	—	—	3,458	—	amended
May 15, 2018 MForm 4 →	May 16, 4:34 pm EDT	CONTROL4 CORPCTRL	Mark NovakovichChief Financial Officer	6,834	—	—	14,000	—	amended
May 14, 2018 AForm 4 →	May 16, 4:35 pm EDT	Aevi Genomic Medicine, Inc.GNMX	Michael F ColaPresident and CEO, Director	450,000	—	—	450,000	—
Aug 11, 2017 AForm 4/A →	May 16, 2018, 4:36 pm EDT	Aevi Genomic Medicine, Inc.GNMX	Brian PiperCFO & Corporate Secretary	110,000	—	—	110,000	—
May 14, 2018 MForm 4 →	May 16, 4:36 pm EDT	At Home Group Inc.HOME	Valerie DavissonChief People Officer	100,000	—	—	21,146	—
May 15, 2018 AForm 4 →	May 16, 4:36 pm EDT	CHEMICAL FINANCIAL CORPCHFC	Robert RathbunOther	1,832	—	—	1,832	—
May 15, 2018 MForm 4 →	May 16, 4:37 pm EDT	CONTROL4 CORPCTRL	Martin PlaehnChairman, CEO and President, Director	17,500	—	—	26,250	—	amended
May 14, 2018 AForm 4 →	May 16, 4:37 pm EDT	Aevi Genomic Medicine, Inc.GNMX	Brian PiperCFO & Corporate Secretary	270,000	—	—	270,000	—
May 15, 2018 MForm 4 →	May 16, 4:38 pm EDT	TRUSTCO BANK CORP N YTRST	Anthony J Marinello M.D. Ph.D.Director	2,000	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 4:38 pm EDT	PINNACLE FOODS INC.PF	Michael J. BarkleyEVP, President - Boulder	7,762	—	—	10,000	—
May 15, 2018 MForm 4 →	May 16, 4:40 pm EDT	CONTROL4 CORPCTRL	Bryce JuddSVP of Sales	5,110	—	—	10,617	—	amended
May 14, 2018 MForm 4 →	May 16, 4:40 pm EDT	COLGATE PALMOLIVE COCL	Franck J MoisonVice Chairman	80,000	—	—	70,000	—
May 15, 2018 MForm 4 →	May 16, 4:40 pm EDT	COLGATE PALMOLIVE COCL	Daniel B MarsiliChief Human Resources Officer	19,500	—	—	39,000	—
May 14, 2018 MForm 4 →	May 16, 4:41 pm EDT	COLGATE PALMOLIVE COCL	Noel R. WallaceCOO, Glbl. Innov.&Gwth&Hill's	50,000	—	—	50,000	—
May 11, 2018 MForm 4 →	May 16, 4:41 pm EDT	KLONDEX MINES LTDKLDX	Barry Lee DahlCFO	11,988	—	—	23,974	—	late
May 14, 2018 AForm 4 →	May 16, 4:42 pm EDT	COLGATE PALMOLIVE COCL	Helene D GayleDirector	6,329	—	—	6,329	—
May 14, 2018 AForm 4 →	May 16, 4:42 pm EDT	COLGATE PALMOLIVE COCL	Charles A BancroftDirector	6,329	—	—	6,329	—
May 11, 2018 MForm 4 →	May 16, 4:43 pm EDT	KLONDEX MINES LTDKLDX	Brian W. MorrisVice President, Exploration	10,026	—	—	20,051	—	late
May 14, 2018 AForm 4 →	May 16, 4:43 pm EDT	COLGATE PALMOLIVE COCL	John P BilbreyDirector	6,329	—	—	6,329	—
May 14, 2018 AForm 4 →	May 16, 4:43 pm EDT	COLGATE PALMOLIVE COCL	John T CahillDirector	6,329	—	—	6,329	—
May 14, 2018 AForm 4 →	May 16, 4:43 pm EDT	COLGATE PALMOLIVE COCL	Ellen M HancockDirector	6,329	—	—	6,329	—
May 14, 2018 AForm 4 →	May 16, 4:43 pm EDT	COLGATE PALMOLIVE COCL	C Martin HarrisDirector	6,329	—	—	6,329	—
May 14, 2018 AForm 4 →	May 16, 4:43 pm EDT	COLGATE PALMOLIVE COCL	Lorrie M NorringtonDirector	6,329	—	—	6,329	—
May 14, 2018 AForm 4 →	May 16, 4:43 pm EDT	COLGATE PALMOLIVE COCL	Michael B PolkDirector	6,329	—	—	6,329	—
May 14, 2018 AForm 4 →	May 16, 4:44 pm EDT	COLGATE PALMOLIVE COCL	Stephen I SadoveDirector	6,329	—	—	6,329	—
May 14, 2018 MForm 4 →	May 16, 4:44 pm EDT	Loxo Oncology, Inc.LOXO	Joshua H. BilenkerPresident & CEO, Director	15,000	—	—	14,690	—
May 11, 2018 MForm 4 →	May 16, 4:45 pm EDT	KLONDEX MINES LTDKLDX	Michael B. Doolin Jr.COO	13,513	—	—	27,025	—	late
May 14, 2018 MForm 4 →	May 16, 4:45 pm EDT	Loxo Oncology, Inc.LOXO	Jennifer BursteinSenior VP of Finance	1,700	—	—	33,200	—
May 14, 2018 MForm 4 →	May 16, 4:46 pm EDT	PEGASYSTEMS INCPEGA	Kenneth StillwellCFO, SVP	10,576	—	—	143,486	—
May 14, 2018 MForm 4 →	May 16, 4:46 pm EDT	Loxo Oncology, Inc.LOXO	Jacob Van NaardenChief Business Officer	3,082	—	—	98,133	—
May 14, 2018 JForm 4 →	May 16, 4:47 pm EDT	EnLink Midstream Partners, LPENLK	Enfield Holdings Advisors, Inc. +110% Owner	416,657	—	—	57,886,596	—
May 14, 2018 MForm 4 →	May 16, 4:47 pm EDT	Emerald Expositions Events, Inc.EEX	Lori JenksSVP - Operations	6,467	—	—	58,542	—
May 14, 2018 JForm 4 →	May 16, 4:47 pm EDT	EnLink Midstream Partners, LPENLK	TPG Advisors VII, Inc. +210% Owner	416,657	—	—	57,886,596	—
May 14, 2018 AForm 4 →	May 16, 4:47 pm EDT	Celcuity Inc.CELC	Richard NigonDirector	3,201	—	—	3,201	—
May 14, 2018 AForm 4 →	May 16, 4:48 pm EDT	Celcuity Inc.CELC	David DalveyDirector	3,201	—	—	3,201	—
May 14, 2018 MForm 4 →	May 16, 4:49 pm EDT	Emerald Expositions Events, Inc.EEX	Joseph RandallExecutive Vice President	52,036	—	—	11,025	—
May 15, 2018 MForm 4 →	May 16, 4:49 pm EDT	HUNTINGTON BANCSHARES INC/MDHBAN	Daniel J. NeumeyerSr. EVP of Principal Subsidiar	69,265	—	—	31,106	—
May 14, 2018 CForm 4 →	May 16, 4:49 pm EDT	TILLY'S, INC.TLYS	Tilly Levine10% Owner	20,000	—	—	3,433,147	—
May 11, 2018 MForm 4 →	May 16, 4:50 pm EDT	KLONDEX MINES LTDKLDX	Paul Andre HuetCEO, Director	43,983	—	—	5,401	—	late
May 15, 2018 MForm 4 →	May 16, 4:50 pm EDT	CDW CorpCDW	Neal J. CampbellSee Remarks	4,800	—	—	37,872	—
May 16, 2018 MForm 4 →	May 16, 4:50 pm EDT	FORTINET INCFTNT	Keith JensenCFO & Chief Accounting Officer	624	—	—	13,751	—
May 14, 2018 CForm 4 →	May 16, 4:51 pm EDT	Square, Inc.SQ	James Morgan McKelvey Jr.Director	400,000	—	—	1,200,000	—
May 11, 2018 MForm 4 →	May 16, 4:51 pm EDT	KLONDEX MINES LTDKLDX	John A. AntwiSr. VP, Strategic Development	10,462	—	—	20,923	—	late
May 14, 2018 MForm 4 →	May 16, 4:53 pm EDT	Axalta Coating Systems Ltd.AXTA	Steven R. MarkevichEVP & Pres., Trans. Coatings	82,838	—	—	0	—
May 15, 2018 AForm 4 →	May 16, 4:56 pm EDT	Amber Road, Inc.AMBR	Rudy HowardDirector	9,595	—	—	9,595	—
May 15, 2018 AForm 4 →	May 16, 4:57 pm EDT	Amber Road, Inc.AMBR	John MaloneDirector	9,595	—	—	9,595	—
May 14, 2018 AForm 4 →	May 16, 4:58 pm EDT	Live Oak Bancshares, Inc.LOB	Susan N JansonChief Risk Off., Live Oak Bank	75,000	—	—	75,000	—
May 15, 2018 AForm 4 →	May 16, 4:58 pm EDT	Amber Road, Inc.AMBR	Pamela CravenDirector	9,595	—	—	9,595	—
May 15, 2018 AForm 4 →	May 16, 4:59 pm EDT	COLUMBUS MCKINNON CORPCMCO	R Scott TrumbullDirector	4	—	—	1,507	—
May 15, 2018 AForm 4 →	May 16, 5:00 pm EDT	COLUMBUS MCKINNON CORPCMCO	Ernest R VerebelyiDirector	4	—	—	1,507	—
May 15, 2018 AForm 4 →	May 16, 5:02 pm EDT	COLUMBUS MCKINNON CORPCMCO	Carthy Liam McDirector	4	—	—	1,507	—
May 15, 2018 AForm 4 →	May 16, 5:03 pm EDT	Amber Road, Inc.AMBR	Ralph E FaisonDirector	19,190	—	—	19,190	—
May 14, 2018 MForm 4 →	May 16, 5:03 pm EDT	Yext, Inc.YEXT	Phillip M FernandezDirector	2,000	—	—	196,000	—
May 15, 2018 AForm 4 →	May 16, 5:04 pm EDT	COLUMBUS MCKINNON CORPCMCO	Heath A MittsDirector	4	—	—	1,507	—
May 14, 2018 MForm 4 →	May 16, 5:04 pm EDT	CABOT CORPCBT	Nicholas S. CrossExecutive Vice President	15,370	—	—	10,247	—
May 14, 2018 AForm 4 →	May 16, 5:05 pm EDT	BLUEGREEN VACATIONS CORPBXG	Jorge de la OsaSee Remarks	38,981	—	—	38,981	—
May 15, 2018 MForm 4 →	May 16, 5:05 pm EDT	SUPERNUS PHARMACEUTICALS INCSUPN	Padmanabh P. BhattSr. VP of IP, CSO	7,868	—	—	22,500	—
May 15, 2018 MForm 4 →	May 16, 5:05 pm EDT	Axalta Coating Systems Ltd.AXTA	Robert W. BryantEVP & CFO	36,591	—	—	0	—
May 15, 2018 AForm 4 →	May 16, 5:05 pm EDT	GENCO SHIPPING & TRADING LTDGNK	James G DolphinDirector	4,756	—	—	4,756	—
May 15, 2018 AForm 4 →	May 16, 5:08 pm EDT	COLUMBUS MCKINNON CORPCMCO	Stephen RabinowitzDirector	4	—	—	1,507	—
May 15, 2018 AForm 4 →	May 16, 5:08 pm EDT	COLUMBUS MCKINNON CORPCMCO	Richard H FlemingDirector	4	—	—	1,507	—
May 15, 2018 AForm 4 →	May 16, 5:08 pm EDT	Celsion CORPCLSN	Donald P BraunDirector	50,000	—	—	65,357	—
May 15, 2018 AForm 4 →	May 16, 5:08 pm EDT	Celsion CORPCLSN	Pok Yu Augustine ChowDirector	70,000	—	—	97,689	—
May 15, 2018 AForm 4 →	May 16, 5:08 pm EDT	COLUMBUS MCKINNON CORPCMCO	Nicholas T PinchukDirector	4	—	—	1,507	—
May 14, 2018 MForm 4 →	May 16, 5:09 pm EDT	CABOT CORPCBT	Patrick M. PrevostDirector	123,883	—	—	0	—
May 15, 2018 AForm 4 →	May 16, 5:09 pm EDT	Celsion CORPCLSN	Frederick J. FritzDirector	70,000	—	—	94,118	—
May 15, 2018 MForm 4 →	May 16, 5:09 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Michael DeCesareCEO & President, Director	53,009	—	—	97,149	—
May 15, 2018 AForm 4 →	May 16, 5:09 pm EDT	Celsion CORPCLSN	Andreas VossDirector	50,000	—	—	65,357	—
May 15, 2018 AForm 4 →	May 16, 5:09 pm EDT	Celsion CORPCLSN	Robert W HooperDirector	70,000	—	—	94,118	—
May 15, 2018 AForm 4 →	May 16, 5:09 pm EDT	GENCO SHIPPING & TRADING LTDGNK	Basil G MavroleonDirector	4,756	—	—	4,756	—
May 15, 2018 AForm 4 →	May 16, 5:10 pm EDT	Amber Road, Inc.AMBR	Barry MV WilliamsDirector	12,260	—	—	12,260	—
May 15, 2018 AForm 4 →	May 16, 5:10 pm EDT	Celsion CORPCLSN	Alberto R Martinez Jr.Director	70,000	—	—	93,880	—
May 14, 2018 JForm 4 →	May 16, 5:10 pm EDT	EnLink Midstream Partners, LPENLK	GOLDMAN SACHS GROUP INC +910% Owner	416,657	—	—	57,886,596	—
May 15, 2018 MForm 4 →	May 16, 5:10 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Pedro AbreuChief Strategy Officer	10,795	—	—	32,383	—
May 14, 2018 JForm 4 →	May 16, 5:11 pm EDT	EnLink Midstream Partners, LPENLK	WSIP Egypt Holdings, LP +410% Owner	416,657	—	—	57,886,596	—
May 15, 2018 MForm 4 →	May 16, 5:11 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Christopher HarmsChief Financial Officer	21,589	—	—	64,767	—
May 15, 2018 AForm 4 →	May 16, 5:12 pm EDT	Celsion CORPCLSN	Michael H TardugnoChairman, President and CEO, Director	850,000	—	—	1,046,071	—
May 15, 2018 AForm 4 →	May 16, 5:12 pm EDT	Celsion CORPCLSN	Jeffrey Wayne ChurchCFO	250,000	—	—	304,951	—
May 14, 2018 MForm 4 →	May 16, 5:12 pm EDT	Axalta Coating Systems Ltd.AXTA	Charles W ShaverCEO, Director	200,000	—	—	1,152,287	—
May 14, 2018 CMForm 4 →	May 16, 5:12 pm EDT	Okta, Inc.OKTA	William E LoschChief Financial Officer	45,000	—	—	0	—
May 15, 2018 AForm 4 →	May 16, 5:12 pm EDT	Celsion CORPCLSN	Khursheed AnwerChief Scientific Officer	100,000	—	—	124,643	—
May 14, 2018 MForm 4 →	May 16, 5:12 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Darren J. MillikenSVP, GC & Corp Compliance Ofcr	16,973	—	—	16,191	—
May 14, 2018 AForm 4 →	May 16, 5:13 pm EDT	DropCar, Inc.DCAR	Victoria C PasqualeChief Human Resources Officer	183,699	—	—	183,699	—
May 15, 2018 AForm 4 →	May 16, 5:14 pm EDT	GENCO SHIPPING & TRADING LTDGNK	Kathleen C HainesDirector	4,756	—	—	4,756	—
May 15, 2018 AForm 4 →	May 16, 5:16 pm EDT	Celsion CORPCLSN	Nicholas BorysCMO	250,000	—	—	305,047	—
May 14, 2018 MForm 4 →	May 16, 5:16 pm EDT	PACCAR INCPCAR	C Michael DozierVICE PRESIDENT	13,348	—	—	0	—
May 14, 2018 CForm 4 →	May 16, 5:17 pm EDT	Silvercrest Asset Management Group Inc.SAMG	Al MessinaDirector	780	—	—	198,584	—
May 15, 2018 AForm 4 →	May 16, 5:19 pm EDT	Celsion CORPCLSN	Timothy J TumminelloController	80,000	—	—	99,557	—
May 14, 2018 MForm 4 →	May 16, 5:19 pm EDT	CHEVRON CORPCVX	Pierre R BreberExecutive Vice President	25,000	—	—	28,000	—
Sep 30, 2013 AJPForm 4 →	May 16, 2018, 5:22 pm EDT	AIR INDUSTRIES GROUPAIRI	Robert TaglichDirector, 10% Owner	74,121	—	—	8,889	—	late
Jan 1, 2014 AJPForm 4 →	May 16, 2018, 5:22 pm EDT	AIR INDUSTRIES GROUPAIRI	Robert TaglichDirector, 10% Owner	223,984	—	—	615	—	late
Sep 30, 2013 AJPForm 4 →	May 16, 2018, 5:23 pm EDT	AIR INDUSTRIES GROUPAIRI	Michael N TaglichDirector, 10% Owner	313,820	—	—	48,000	—	late
May 15, 2018 MForm 4 →	May 16, 5:23 pm EDT	NOODLES & CoNDLS	Susan DaggettInterim Chief Financial Office	2,500	—	—	7,500	—
Mar 15, 2017 JPForm 4 →	May 16, 2018, 5:24 pm EDT	AIR INDUSTRIES GROUPAIRI	Michael N TaglichDirector, 10% Owner	132,071	—	—	615	—	late
May 14, 2018 AForm 4 →	May 16, 5:24 pm EDT	Cue Biopharma, Inc.CUE	Anish SuriChief Scientific Officer	250,000	—	—	250,000	—
Sep 30, 2013 AJForm 4 →	May 16, 2018, 5:24 pm EDT	AIR INDUSTRIES GROUPAIRI	Robert C SchroederDirector	82,778	—	—	579	—	late
Sep 16, 2013 AForm 4 →	May 16, 2018, 5:25 pm EDT	AIR INDUSTRIES GROUPAIRI	Peter RettaliataDirector	78,750	—	—	10,000	—	late
Apr 23, 2013 APForm 4 →	May 16, 2018, 5:26 pm EDT	AIR INDUSTRIES GROUPAIRI	David BuonannoDirector	29,266	—	—	1,016	—	late
May 15, 2018 MForm 4 →	May 16, 5:26 pm EDT	Guidewire Software, Inc.GWRE	Craig ConwayDirector	200	—	—	2,819	—
Jan 2, 2018 AForm 4 →	May 16, 5:26 pm EDT	AIR INDUSTRIES GROUPAIRI	Michael PorcelainDirector	26,000	—	—	13,000	—	late
Sep 30, 2013 AForm 4 →	May 16, 2018, 5:27 pm EDT	AIR INDUSTRIES GROUPAIRI	Michael BrandDirector	77,500	—	—	50,000	—	late
May 15, 2018 MForm 4 →	May 16, 5:28 pm EDT	FATE THERAPEUTICS INCFATE	Stewart AbbotChief Development Officer	21,054	—	—	51,862	—
May 14, 2018 MForm 4 →	May 16, 5:30 pm EDT	HEALTHEQUITY INCHQY	Ashley DreierExecutive, VP, CTO and CIO	36,000	—	—	32,500	—
May 15, 2018 MForm 4 →	May 16, 5:30 pm EDT	Intercontinental Exchange, Inc.ICE	Mark WassersugChief Operating Officer	7,898	—	—	3,269	—
May 16, 2018 MForm 4 →	May 16, 5:32 pm EDT	National Bank Holdings CorpNBHC	Richard U Newfield Jr.Chief Risk Mngmt Officer	50,000	—	—	175,000	—
May 15, 2018 AForm 4 →	May 16, 5:33 pm EDT	FAMOUS DAVES OF AMERICA INCDAVE	Peter O. Haeg +1Director	20,000	—	—	20,000	—
May 15, 2018 AForm 4 →	May 16, 5:36 pm EDT	WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB	Lee B Foster IIDirector	1,620	—	—	20,159	—
May 14, 2018 ACMForm 4 →	May 16, 5:38 pm EDT	VEEVA SYSTEMS INCVEEV	Matthew J WallachPresident	36,000	—	—	210,671	—
May 14, 2018 CForm 4 →	May 16, 5:42 pm EDT	Tableau Software IncDATA	Chris StolteCo-Founder & Technical Advisor, Director	95,000	—	—	2,470,625	—
May 14, 2018 MForm 4 →	May 16, 5:43 pm EDT	TRINET GROUP INCTNET	David C HodgsonDirector	60,000	—	—	0	—
May 14, 2018 AForm 4 →	May 16, 5:49 pm EDT	Hi-Crush Partners LPHCLP	Scott J PrestonChief Operating Officer	786	—	—	786	—
May 14, 2018 AForm 4 →	May 16, 5:49 pm EDT	JAMBA, INC.JMBA	Claudia SchaeferSVP, Chief Marketing Officer	35,000	—	—	35,000	—
May 15, 2018 MForm 4 →	May 16, 5:50 pm EDT	COMCAST CORPCMCSA	Michael J CavanaghCFO	21,192	—	—	243,988	—
May 14, 2018 MForm 4 →	May 16, 5:50 pm EDT	COMCAST CORPCMCSA	David N WatsonSr. EVP	10,098	—	—	57,222	—
May 15, 2018 MForm 4 →	May 16, 5:59 pm EDT	GLU MOBILE INCGLUU	Eric R LudwigEVP, COO and CFO	35,938	—	—	125,625	—
May 14, 2018 CForm 4 →	May 16, 6:00 pm EDT	Tableau Software IncDATA	Elissa FinkChief Marketing Officer	2,500	—	—	76,920	—
May 15, 2018 MForm 4 →	May 16, 6:00 pm EDT	GLU MOBILE INCGLUU	Gordon S LeeVice President of Accounting	31,250	—	—	93,750	—
May 14, 2018 MForm 4 →	May 16, 6:00 pm EDT	OMEROS CORPOMER	Michael A JacobsenVP Finance and CAO	28,792	—	—	29,188	—
May 14, 2018 AForm 4 →	May 16, 6:01 pm EDT	Coherus BioSciences, Inc.CHRS	Vincent R AnicettiChief Operating Officer	50,000	—	—	50,000	—
May 14, 2018 MForm 4 →	May 16, 6:01 pm EDT	GLU MOBILE INCGLUU	Ann MatherDirector	50,000	—	—	0	—
May 14, 2018 AForm 4 →	May 16, 6:02 pm EDT	GCI LIBERTY, INC.GLIBA	Gregg L EnglesDirector	1,555	—	—	1,555	—
May 15, 2018 MForm 4 →	May 16, 6:02 pm EDT	GLU MOBILE INCGLUU	Nicholas EarlPresident & CEO, Director	31,250	—	—	187,500	—
May 14, 2018 AForm 4 →	May 16, 6:02 pm EDT	GCI LIBERTY, INC.GLIBA	Donne F FisherDirector	4,848	—	—	4,848	—
May 15, 2018 MForm 4 →	May 16, 6:02 pm EDT	FS Bancorp, Inc.FSWB	Drew B. NessChief Relationship Officer	921	—	—	10,079	—
May 14, 2018 AForm 4 →	May 16, 6:02 pm EDT	GCI LIBERTY, INC.GLIBA	Richard R GreenDirector	1,555	—	—	1,555	—
May 14, 2018 AForm 4 →	May 16, 6:02 pm EDT	GCI LIBERTY, INC.GLIBA	Sue Ann HamiltonDirector	1,555	—	—	1,555	—
May 15, 2018 MForm 4 →	May 16, 6:02 pm EDT	GLU MOBILE INCGLUU	Chris AkhavanChief Revenue Officer	14,063	—	—	41,250	—
May 15, 2018 MForm 4 →	May 16, 6:03 pm EDT	GLU MOBILE INCGLUU	Niccolo de MasiExecutive Chairman, Director	176,563	—	—	140,625	—
May 15, 2018 MForm 4 →	May 16, 6:04 pm EDT	GLU MOBILE INCGLUU	Scott LeichtnerVP and General Counsel	11,563	—	—	41,250	—
May 15, 2018 MForm 4 →	May 16, 6:06 pm EDT	CALLON PETROLEUM COCPE	Anthony J NocchieroDirector	4,990	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 6:07 pm EDT	CALLON PETROLEUM COCPE	Matthew Regis BobDirector	4,990	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 6:08 pm EDT	CALLON PETROLEUM COCPE	Michael L FinchDirector	4,990	—	—	0	—
May 14, 2018 MForm 4 →	May 16, 6:08 pm EDT	CALLON PETROLEUM COCPE	Gary NewberrySenior VP and COO	29,233	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 6:08 pm EDT	CALLON PETROLEUM COCPE	James M TrimbleDirector	4,990	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 6:09 pm EDT	NEW RELIC, INC.NEWR	James R. GocheeChief Product Officer	3,437	—	—	13,860	—
May 14, 2018 MForm 4 →	May 16, 6:09 pm EDT	CALLON PETROLEUM COCPE	Jerry A WeantVice President - Land	14,616	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 6:10 pm EDT	NEW RELIC, INC.NEWR	Mark SachlebenChief Financial Officer	4,623	—	—	18,479	—
May 14, 2018 MForm 4 →	May 16, 6:10 pm EDT	CALLON PETROLEUM COCPE	Joseph C. Gatto Jr.President and CEO, Director	29,233	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 6:12 pm EDT	CALLON PETROLEUM COCPE	L Richard FluryDirector	9,980	—	—	39,447	—
May 15, 2018 MForm 4 →	May 16, 6:12 pm EDT	CALLON PETROLEUM COCPE	Larry D McVayDirector	4,990	—	—	0	—
May 15, 2018 AMForm 4 →	May 16, 6:12 pm EDT	NEW RELIC, INC.NEWR	Erica SchultzChief Revenue Officer	68,554	—	—	2,543	—
May 14, 2018 MForm 4 →	May 16, 6:12 pm EDT	CALLON PETROLEUM COCPE	Mitzi P ConnVice President and CAO	14,616	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 6:15 pm EDT	DIODES INC /DEL/DIOD	Francis TangVP,Worldwide Discrete Products	9,000	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 6:25 pm EDT	ZYNGA INCZNGA	Jeffrey BuckleyChief Accounting Officer	76,250	—	—	225,000	—
May 15, 2018 MForm 4 →	May 16, 6:26 pm EDT	ZYNGA INCZNGA	Matthew S BrombergChief Operating Officer	125,000	—	—	1,625,000	—
May 14, 2018 MForm 4 →	May 16, 6:30 pm EDT	BIOMARIN PHARMACEUTICAL INCBMRN	Jean Jacques BienaimeChief Executive Officer, Director	37,500	—	—	37,500	—
May 14, 2018 AForm 4 →	May 16, 6:31 pm EDT	DUCOMMUN INC /DE/DCO	Douglas L GrovesVP, CFO & Treasurer	7,000	—	—	7,000	—
May 14, 2018 AForm 4 →	May 16, 6:35 pm EDT	DUCOMMUN INC /DE/DCO	Stephen G OswaldChairman, President & CEO, Director	32,500	—	—	32,500	—
May 14, 2018 MForm 4 →	May 16, 6:35 pm EDT	SHUTTERFLY INCSFLY	Dwayne A BlackSVP, Operations	3,351	—	—	36,872	—
May 14, 2018 MForm 4 →	May 16, 6:37 pm EDT	Select Energy Services, Inc.WTTR	Michael SkarkeEVP, Water Solutions	28,063	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 6:38 pm EDT	SANGAMO THERAPEUTICS, INCSGMO	Kathy YiSVP & Chief Financial Officer	5,000	—	—	185,000	—
Mar 24, 2017 AForm 4 →	May 16, 2018, 6:39 pm EDT	xG TECHNOLOGY, INC.XGTI	Belinda Allen MarinoSecretary	—	—	—	50,000	—	late
May 14, 2018 JForm 4 →	May 16, 6:39 pm EDT	Select Energy Services, Inc.WTTR	SES Legacy Holdings, LLC10% Owner	9,948,669	—	—	26,026,843	—
May 14, 2018 AForm 4 →	May 16, 6:39 pm EDT	DUCOMMUN INC /DE/DCO	Jerry L RedondoSr. Vice President, Operations	5,000	—	—	5,000	—
May 14, 2018 MForm 4 →	May 16, 6:41 pm EDT	GENOMIC HEALTH INCGHDX	Kimberly J PopovitsPresident and CEO, Director	10,000	—	—	67,900	—
Mar 24, 2017 AForm 4 →	May 16, 2018, 6:42 pm EDT	xG TECHNOLOGY, INC.XGTI	Roger G BrantonChief Financial Officer	—	—	—	100,000	—	late
May 15, 2018 MForm 4 →	May 16, 6:43 pm EDT	Dermira, Inc.DERM	Thomas G WiggansCEO & Chairman of the Board, Director	10,000	—	—	164,642	—
May 14, 2018 AForm 4 →	May 16, 6:43 pm EDT	DUCOMMUN INC /DE/DCO	Rose F RogersVP & Chief HR Officer	5,000	—	—	5,000	—
Mar 24, 2017 AForm 4 →	May 16, 2018, 6:43 pm EDT	xG TECHNOLOGY, INC.XGTI	John C ColemanPresident, Director	—	—	—	100,000	—	late
Mar 24, 2017 AForm 4 →	May 16, 2018, 6:46 pm EDT	xG TECHNOLOGY, INC.XGTI	James M WaltonPresident RoW	—	—	—	100,000	—	late
May 14, 2018 AForm 4 →	May 16, 6:46 pm EDT	DUCOMMUN INC /DE/DCO	Christopher D. WamplerVP, Controller and CAO	5,000	—	—	5,000	—
Mar 24, 2017 AForm 4 →	May 16, 2018, 6:47 pm EDT	xG TECHNOLOGY, INC.XGTI	George Frederick SchmittChief Executive Officer, Director	—	—	—	100,000	—	late
Mar 24, 2017 AForm 4 →	May 16, 2018, 6:49 pm EDT	xG TECHNOLOGY, INC.XGTI	Kenneth A HoffmanDirector	—	—	—	50,000	—	late
Mar 24, 2017 AForm 4 →	May 16, 2018, 6:51 pm EDT	xG TECHNOLOGY, INC.[XGTI]	John Bayly Payne IVPresident Americas	—	—	—	100,000	—	late
Mar 24, 2017 AForm 4 →	May 16, 2018, 6:54 pm EDT	xG TECHNOLOGY, INC.XGTI	Raymond M SidneyDirector	—	—	—	50,000	—	late
May 14, 2018 DForm 4 →	May 16, 6:54 pm EDT	Virtu Financial, Inc.VIRT	Virtu Employee Holdco LLCDirector, 10% Owner	1,359,361	—	—	9,669,741	—
May 14, 2018 ADForm 4 →	May 16, 6:55 pm EDT	POTBELLY CORPPBPB	Alan L JohnsonPresident and CEO	400,802	—	—	200,401	—
May 14, 2018 XForm 4 →	May 16, 6:56 pm EDT	ASBURY AUTOMOTIVE GROUP INCABG	Joel AlsfineDirector	225,000	—	—	0	—
May 14, 2018 XForm 4 →	May 16, 6:56 pm EDT	ASBURY AUTOMOTIVE GROUP INCABG	MSD CAPITAL L P +2Director	225,000	—	—	0	—
May 15, 2018 DMForm 4 →	May 16, 7:00 pm EDT	Virtu Financial, Inc.VIRT	TJMT Holdings LLC +3Director, 10% Owner	12,600,000	—	—	693,750	—
May 14, 2018 MForm 4 →	May 16, 7:03 pm EDT	STAMPS.COM INCSTMP	John Roland ClemChief Product & Strategy Offic	3,700	—	—	155,537	—
May 11, 2018 MForm 4/A →	May 16, 7:09 pm EDT	SYNAPTICS IncSYNA	Russell J KnittelDirector	15,000	—	—	0	—
May 14, 2018 MForm 4 →	May 16, 7:10 pm EDT	NEVRO CORPNVRO	Andrew H GalliganChief Financial Officer	7,000	—	—	21,463	—
May 15, 2018 MForm 4 →	May 16, 7:16 pm EDT	GSI TECHNOLOGY INCGSIT	Lee-Lean ShuPresident, CEO and Chairman, Director, 10% Owner	100,000	—	—	0	—
May 14, 2018 MForm 4 →	May 16, 7:17 pm EDT	Seagate Technology plcSTX	Jeffrey D. NygaardExecutive Vice President	2,188	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 7:18 pm EDT	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	299,260	—
May 15, 2018 MForm 4 →	May 16, 7:20 pm EDT	MICROCHIP TECHNOLOGY INCMCHP	James Eric BjornholtVP and CFO	5,004	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 7:20 pm EDT	MICROCHIP TECHNOLOGY INCMCHP	Stephen V DrehoblVP, MCU8 Division	7,873	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 7:21 pm EDT	MICROCHIP TECHNOLOGY INCMCHP	Mitchell R LittleVP, WW Sales and Appns.	6,836	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 7:21 pm EDT	MICROCHIP TECHNOLOGY INCMCHP	Ganesh MoorthyCOO	15,825	—	—	0	—	amended
May 15, 2018 MForm 4 →	May 16, 7:21 pm EDT	MICROCHIP TECHNOLOGY INCMCHP	Steve SanghiPresident, CEO, Chairman, Director	34,813	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 7:22 pm EDT	MICROCHIP TECHNOLOGY INCMCHP	Richard J SimoncicVP, Analog and Intrfc Prod Div	5,775	—	—	0	—
May 16, 2018 MForm 4 →	May 16, 7:23 pm EDT	WESTERN DIGITAL CORPWDC	Michael D LambertDirector	11,542	—	—	0	—
May 14, 2018 MForm 4 →	May 16, 7:23 pm EDT	WESTERN DIGITAL CORPWDC	Stephen D MilliganChief Executive Officer, Director	16,510	—	—	148,595	—
May 14, 2018 MForm 4 →	May 16, 7:45 pm EDT	AQUINOX PHARMACEUTICALS, INCAQXP	Daniel J LevittDirector	3,906	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 7:54 pm EDT	BIOLIFE SOLUTIONS INCBLFS	Michael RicePresident & CEO, Director	12,540	—	—	97,867	—
May 15, 2018 MForm 4 →	May 16, 7:59 pm EDT	EXELIXIS, INC.EXEL	George A ScangosDirector	15,000	—	—	0	—
May 14, 2018 MForm 4 →	May 16, 8:00 pm EDT	DEXCOM INCDXCM	Jay S SkylerDirector	30,000	—	—	25,806	—
May 14, 2018 MForm 4 →	May 16, 8:12 pm EDT	AES CORPAES	Andres GluskiPresident and CEO, Director	100,000	—	—	91,030	—
May 14, 2018 AMForm 4 →	May 16, 8:35 pm EDT	DAVITA INC.DVA	Charles BergDirector	31,165	—	—	7,165	—
May 15, 2018 MForm 4 →	May 16, 8:37 pm EDT	Atara Biotherapeutics, Inc.ATRA	Christopher HaqqEVP, R&D & Chief Scientific Of	25,000	—	—	25,000	—
May 15, 2018 MForm 4 →	May 16, 8:37 pm EDT	Atara Biotherapeutics, Inc.ATRA	Carol Giltner GallagherDirector	545	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 8:38 pm EDT	Atara Biotherapeutics, Inc.ATRA	Mitchall G. ClarkEVP & Chief R & QA Officer	4,808	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 8:40 pm EDT	Atara Biotherapeutics, Inc.ATRA	Matthew K FustDirector	534	—	—	0	—
May 15, 2018 MForm 4 →	May 16, 8:41 pm EDT	Atara Biotherapeutics, Inc.ATRA	Derrell PorterSVP, Head of Global Commercial	16,334	—	—	113,666	—
May 15, 2018 MForm 4 →	May 16, 8:49 pm EDT	Edwards Lifesciences CorpEW	Larry L WoodCVP, THV Replacement	6,300	—	—	44,100	—
May 15, 2018 MForm 4 →	May 16, 8:56 pm EDT	Facebook IncFB	Jan KoumDirector	2,485,346	—	—	4,556,470	—
May 14, 2018 CMForm 4 →	May 16, 8:57 pm EDT	Facebook IncFB	Sheryl SandbergChief Operating Officer, Director	228,901	—	—	165,084	—
May 14, 2018 CForm 4 →	May 16, 8:59 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	382,500	—	—	381,308,467	—
May 15, 2018 MForm 4 →	May 16, 8:59 pm EDT	CODEXIS INCCDXS	Michael D. AldridgeSee Remarks	22,000	—	—	228,000	—
May 14, 2018 CForm 4 →	May 16, 9:19 pm EDT	QS Energy, Inc.QSEP	Richard William MunnDirector	110,000	—	—	527,778	—
May 14, 2018 AForm 4 →	May 16, 9:25 pm EDT	EyePoint Pharmaceuticals, Inc.EYPT	Leonard M BlumSee Remarks	440,000	—	—	65,000	—
May 15, 2018 MForm 4 →	May 16, 9:31 pm EDT	Cytosorbents CorpCTSO	Kathleen P. BlochChief Financial Officer	12,400	—	—	12,400	—
May 16, 2018 MForm 4 →	May 16, 9:32 pm EDT	Cytosorbents CorpCTSO	Kathleen P. BlochChief Financial Officer	12,400	—	—	0	—
May 15, 2018 MForm 4 →	May 17, 7:43 am EDT	ACORDA THERAPEUTICS INCACOR	Steven M RauscherDirector	10,000	—	—	0	—
May 15, 2018 AForm 4 →	May 17, 8:40 am EDT	Strongbridge Biopharma plcSBBP	John JohnsonDirector	40,000	—	—	40,000	—
May 15, 2018 AForm 4 →	May 17, 8:40 am EDT	Strongbridge Biopharma plcSBBP	Richard S KollenderDirector	40,000	—	—	40,000	—
May 15, 2018 AForm 4 →	May 17, 8:40 am EDT	Strongbridge Biopharma plcSBBP	Garheng KongDirector	40,000	—	—	40,000	—
May 15, 2018 AForm 4 →	May 17, 8:41 am EDT	Strongbridge Biopharma plcSBBP	Jeffrey W ShermanDirector	40,000	—	—	40,000	—
May 15, 2018 AForm 4 →	May 17, 8:41 am EDT	Strongbridge Biopharma plcSBBP	Marten SteenDirector	40,000	—	—	40,000	—
May 15, 2018 AForm 4 →	May 17, 8:42 am EDT	Strongbridge Biopharma plcSBBP	Hilde H SteinegerDirector	40,000	—	—	40,000	—
May 15, 2018 AForm 4 →	May 17, 9:03 am EDT	ALLIANCE RESOURCE PARTNERS LPARLP	Brian L CantrellSenior VP and CFO	602	—	—	21,340	—
May 15, 2018 AForm 4 →	May 17, 9:04 am EDT	ALLIANCE RESOURCE PARTNERS LPARLP	Joseph W Craft IIIPresident and Chief Executive, Director, 10% Owner	6,303	—	—	223,650	—
May 15, 2018 MForm 4 →	May 17, 9:04 am EDT	ZEBRA TECHNOLOGIES CORPZBRA	Jim L KaputSVP, General Counsel & Secy	4,406	—	—	0	—
May 15, 2018 AForm 4 →	May 17, 9:05 am EDT	ALLIANCE RESOURCE PARTNERS LPARLP	R Eberley DavisSVP-Law&Admin,General Counsel	791	—	—	28,050	—
May 15, 2018 AForm 4 →	May 17, 9:05 am EDT	ALLIANCE RESOURCE PARTNERS LPARLP	John P NeafseyDirector	2,952	—	—	104,702	—
May 15, 2018 AForm 4 →	May 17, 9:06 am EDT	ALLIANCE RESOURCE PARTNERS LPARLP	Robert G SachseExcutive Vice President	1,003	—	—	35,560	—
May 15, 2018 AForm 4 →	May 17, 9:07 am EDT	ALLIANCE RESOURCE PARTNERS LPARLP	Wilson M TorrenceDirector	210	—	—	7,424	—
May 15, 2018 AForm 4 →	May 17, 9:08 am EDT	ALLIANCE RESOURCE PARTNERS LPARLP	Charles R WesleyExecutive Vice President, Director	3,014	—	—	106,949	—
May 15, 2018 AForm 4 →	May 17, 9:08 am EDT	ALLIANCE RESOURCE PARTNERS LPARLP	Thomas M WynneSenior Vice President and COO	814	—	—	28,880	—
May 15, 2018 AForm 4 →	May 17, 9:09 am EDT	ALLIANCE RESOURCE PARTNERS LPARLP	Timothy J WhelanSenior Vice President Sales	161	—	—	5,682	—
May 15, 2018 MForm 4 →	May 17, 9:11 am EDT	ZEBRA TECHNOLOGIES CORPZBRA	Michael ChoSVP, Corporate Development	2,997	—	—	2,263	—
May 15, 2018 MForm 4 →	May 17, 9:25 am EDT	BIOCRYST PHARMACEUTICALS INCBCRX	Alane P BarnesVP, General Counsel & Corp Sec	12,500	—	—	8,132	—
May 16, 2018 MForm 4 →	May 17, 9:43 am EDT	V F CORPVFC	Juliana L ChuggDirector	25,540	—	—	0	—
May 15, 2018 MForm 4 →	May 17, 9:45 am EDT	CIT GROUP INCCIT	Laura S UngerDirector	2,848	—	—	1,499	—
May 15, 2018 MForm 4 →	May 17, 9:46 am EDT	CIT GROUP INCCIT	Sheila A StampsDirector	1,949	—	—	1,499	—
May 15, 2018 MForm 4 →	May 17, 9:47 am EDT	CIT GROUP INCCIT	John R RyanDirector	2,227	—	—	1,856	—
May 15, 2018 MForm 4 →	May 17, 9:48 am EDT	CIT GROUP INCCIT	Gerald RosenfeldDirector	3,769	—	—	16,097	—
May 15, 2018 MForm 4 →	May 17, 9:49 am EDT	CIT GROUP INCCIT	R. Brad OatesDirector	2,056	—	—	1,713	—
May 15, 2018 MForm 4 →	May 17, 9:50 am EDT	CIT GROUP INCCIT	William M FreemanDirector	2,056	—	—	1,713	—
May 15, 2018 MForm 4 →	May 17, 9:51 am EDT	CIT GROUP INCCIT	Alan L FrankDirector	1,806	—	—	1,713	—
May 15, 2018 MForm 4 →	May 17, 9:53 am EDT	CIT GROUP INCCIT	Dorene DominguezDirector	678	—	—	1,356	—
May 16, 2018 MForm 4 →	May 17, 9:54 am EDT	HALLMARK FINANCIAL SERVICES INCHALL	Jeffrey R PassmoreCHIEF ACCOUNTING OFFICER	21,500	—	—	0	—
May 15, 2018 MForm 4 →	May 17, 9:54 am EDT	CIT GROUP INCCIT	Michael A CarpenterDirector	3,598	—	—	2,848	—
May 15, 2018 MForm 4 →	May 17, 9:55 am EDT	CIT GROUP INCCIT	Michael L. BrosnanDirector	749	—	—	1,499	—
May 15, 2018 MForm 4 →	May 17, 9:57 am EDT	BALL CorpBLL	Scott C MorrisonSR. V.P. and C.F.O.	5,267	—	—	36,865	—
May 15, 2018 ADForm 4 →	May 17, 11:00 am EDT	HEALTHSTREAM INCHSTM	Michael SousaSenior Vice President	55,500	—	—	35,000	—
May 15, 2018 AForm 4 →	May 17, 11:03 am EDT	HEALTHSTREAM INCHSTM	J Edward PearsonPresident and COO	35,000	—	—	35,000	—
May 16, 2018 MForm 4 →	May 17, 11:10 am EDT	SCHLUMBERGER LIMITED/NVSLB	Claudia JaramilloVP, Treasurer	3,000	—	—	0	—
May 16, 2018 AForm 4 →	May 17, 12:32 pm EDT	KADANT INCKAI	John M AlbertineDirector	2,700	—	—	2,700	—
May 16, 2018 AForm 4 →	May 17, 12:36 pm EDT	KADANT INCKAI	William P TullyDirector	2,700	—	—	2,700	—
May 15, 2018 MForm 4 →	May 17, 12:40 pm EDT	ProPhase Labs, Inc.PRPH	Ted William KarkusCEO & CHAIRMAN, Director, 10% Owner	250,000	—	—	450,000	—
May 16, 2018 AForm 4 →	May 17, 12:40 pm EDT	KADANT INCKAI	William A RainvilleDirector	2,700	—	—	2,700	—
May 16, 2018 AForm 4 →	May 17, 12:50 pm EDT	KADANT INCKAI	Thomas C LeonardDirector	2,700	—	—	2,700	—
May 15, 2018 MForm 4 →	May 17, 12:53 pm EDT	Cytosorbents CorpCTSO	Vincent CapponiChief Operating Officer	7,154	—	—	72,846	—
May 16, 2018 MForm 4 →	May 17, 1:21 pm EDT	LendingTree, Inc.TREE	Douglas R LebdaChairman & CEO, Director, 10% Owner	14,750	—	—	398,100	—
May 15, 2018 AForm 4 →	May 17, 2:12 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Christopher B BegleyDirector	1,643	—	—	7,286	—
May 15, 2018 AForm 4 →	May 17, 2:12 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Betsy J BernardDirector	1,643	—	—	14,944	—
May 15, 2018 AForm 4 →	May 17, 2:13 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Gail BoudreauxDirector	1,643	—	—	7,286	—
May 15, 2018 AForm 4 →	May 17, 2:13 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Michael J. FarrellDirector	1,643	—	—	4,519	—
May 15, 2018 AForm 4 →	May 17, 2:14 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Larry C GlasscockDirector	1,643	—	—	17,390	—
May 15, 2018 AForm 4 →	May 17, 2:14 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Robert HagemannDirector	1,643	—	—	16,322	—
May 15, 2018 AForm 4 →	May 17, 2:15 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Arthur J HigginsDirector	1,643	—	—	16,762	—
May 15, 2018 AForm 4 →	May 17, 2:15 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Michael W MichelsonDirector	1,643	—	—	3,339	—
May 16, 2018 MForm 4 →	May 17, 2:19 pm EDT	VICOR CORPVICR	Barry KelleherDirector	5,000	—	—	49,144	—
May 15, 2018 MForm 4 →	May 17, 2:35 pm EDT	FASTENAL COFAST	James C JansenExecutive Vice President	29,758	—	—	0	—
May 15, 2018 MForm 4/A →	May 17, 3:12 pm EDT	MICROCHIP TECHNOLOGY INCMCHP	Ganesh MoorthyCOO	15,825	—	—	0	—
Jul 29, 2016 MForm 4 →	May 17, 2018, 3:13 pm EDT	AVX CorpAVX	Michael E HufnagelOther	10,633	—	—	667	—	late
May 16, 2018 MForm 4 →	May 17, 3:15 pm EDT	NATIONAL RESEARCH CORPNRCI	Donald M BerwickDirector	36,000	—	—	0	—
May 15, 2018 AForm 4 →	May 17, 3:19 pm EDT	Morningstar, Inc.MORN	Patrick J MaloneyGeneral Counsel	563	—	—	1,988	—
May 15, 2018 AForm 4 →	May 17, 3:20 pm EDT	Morningstar, Inc.MORN	Daniel Joseph DunnChief Revenue Officer	676	—	—	3,169	—
May 15, 2018 AForm 4 →	May 17, 3:21 pm EDT	Morningstar, Inc.MORN	Bevin DesmondHead of Talent and Culture	901	—	—	3,394	—
May 15, 2018 AForm 4 →	May 17, 3:21 pm EDT	Morningstar, Inc.MORN	Jason DubinskyChief Financial Officer	1,014	—	—	2,440	—
May 15, 2018 AForm 4 →	May 17, 3:22 pm EDT	Morningstar, Inc.MORN	Haywood KellyHead of Global Fund Research	789	—	—	2,570	—
May 15, 2018 AForm 4 →	May 17, 3:23 pm EDT	Morningstar, Inc.MORN	Daniel NeedhamPres., Investment Management	901	—	—	3,394	—
May 15, 2018 AForm 4 →	May 17, 3:24 pm EDT	Morningstar, Inc.MORN	Tricia RothschildChief Product Officer	901	—	—	2,563	—
May 15, 2018 AForm 4 →	May 17, 3:24 pm EDT	Morningstar, Inc.MORN	Kunal KapoorCEO	6,011	—	—	18,958	—
May 16, 2018 MForm 4 →	May 17, 3:26 pm EDT	NATIONAL RESEARCH CORPNRCI	John N NunnellyDirector	17,483	—	—	7,821	—
May 16, 2018 MForm 4 →	May 17, 3:27 pm EDT	CONTROL4 CORPCTRL	Susan CashenSVP of Marketing	6,945	—	—	40,170	—
May 14, 2018 MForm 4 →	May 17, 3:34 pm EDT	SolarEdge Technologies IncSEDG	Lior HandelsmanVP Marketing&Product Strategy	51,847	—	—	21,486	—	late
May 15, 2018 MForm 4 →	May 17, 3:35 pm EDT	NEOGENOMICS INCNEO	Jennifer BallietVP and Chief Culture Officer	13,000	—	—	100,000	—
May 15, 2018 AForm 4 →	May 17, 3:55 pm EDT	PERRIGO Co plcPRGO	Adriana KaraboutisDirector	3,971	—	—	3,971	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.