SEC Form 4 · accession 0001111770-18-000002
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Kelleher
Director
Period of report
May 16, 2018
Accepted (ET)
May 17, 2018 · 2:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2018 | M | 4,800 | $5.35 | A | 7,057 | D | |
| Common Stock | May 16, 2018 | S | 4,800 | $39.1474 | D | 2,257 | D | |
| Common Stock | May 17, 2018 | M | 200 | $5.35 | A | 2,457 | D | |
| Common Stock | May 17, 2018 | S | 200 | $39.00 | D | 2,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $5.35 | May 16, 2018 | M | 4,800 | D | — | May 14, 2023 | Common Stock | 4,800 | 49,344 | D |
| Non Qualified Stock OptionF1 | $5.35 | May 17, 2018 | M | 200 | D | — | May 14, 2023 | Common Stock | 200 | 49,144 | D |
Explanation of responses
- F1Granted on 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.