SEC Form 4 · accession 0000939767-18-000083
EXELIXIS, INC. · EXEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George A Scangos
Director
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 7:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2018 | M | 15,000 | $11.66 | A | 1,478,648 | D | |
| Common StockF1 | holding | — | — | — | 8,963 | I | By Trust (JS) | |
| Common StockF2 | holding | — | — | — | 8,963 | I | By Trust (KS) | |
| Common StockF3 | holding | — | — | — | 5,669 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4 | $11.66 | May 15, 2018 | M | 15,000 | D | May 19, 2011 | May 18, 2018 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Shares held by George A. Scangos and Leslie S. Wilson, as Trustees of the Jennifer Scangos Trust.
- F2Shares held by George A. Scangos and Leslie S. Wilson, as Trustees of the Katherine Scangos Trust.
- F3Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of May 14, 2018.
- F4The option, representing the right to purchase a total of 15,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 19, 2011.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney