SEC Form 4 · accession 0001209191-18-030689
DUCOMMUN INC /DE/ · DCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Oswald
Officer — Chairman, President & CEO · Director
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2018 | A | 24,000 | $0.00 | A | 97,172 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | $32.90 | May 14, 2018 | A | 32,500 | A | May 14, 2019 | May 14, 2028 | Common Stock | 32,500 | 32,500 | D |
Explanation of responses
- F1The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans.
- F2The option will vest in three equal installments on May 14, 2019, 2020, and 2021.