SEC Form 4 · accession 0001179110-18-006927
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Mather
Director
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2018 | M | 50,000 | $4.43 | A | 78,666 | D | |
| Common Stock | May 14, 2018 | S | 50,000 | $5.40 | D | 28,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.43 | May 14, 2018 | M | 50,000 | D | — | Jun 7, 2018 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1The option vested over a 12 month period, with 8.333% of the shares becoming exercisable on July 7, 2012, the one month anniversary of the vesting commencement date, and the remaining shares vesting and becoming exercisable in 11 equal monthly instalments thereafter, such that the option was fully vested on June 7, 2013.