SEC Form 4 · accession 0001127602-18-017696
Emerald Holding, Inc. · EEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lori Jenks
Officer — SVP - Operations
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 14, 2018 | M | 6,467 | $8.00 | A | 22,047 | D | |
| Common StockF1,F2 | May 14, 2018 | S | 6,467 | $20.00 | D | 15,580 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $8.00 | May 14, 2018 | M | 6,467 | D | — | Sep 4, 2023 | Common Stock | 6,467 | 58,542 | D |
Explanation of responses
- F1Transaction pursuant to a previously adopted Rule 10b5-1 trading plan.
- F2Includes 2,455 previously granted and reported unvested restricted stock units.
- F3This option is vested with respect to 44,167 underlying shares and will vest with respect to the remaining 14,375 underlying shares on September 4, 2018.