SEC Form 4 · accession 0001209191-18-030594
FORESCOUT TECHNOLOGIES, INC · FSCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Harms
Officer — Chief Financial Officer
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2018 | M | 21,589 | — | A | 39,786 | D | |
| Common StockF2 | May 15, 2018 | F | 10,704 | $30.42 | D | 29,082 | D | |
| Common StockF3 | holding | — | — | — | 109,962 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | May 15, 2018 | M | 21,589 | D | — | — | Common Stock | 21,589 | 64,767 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock.
- F2These shares were withheld by the Issuer in order to cover tax withholding obligations in connection with the vesting of RSUs.
- F3The shares are held of record by the Harms Family Trust dated April 20, 2006 for which the Reporting Person serves as a trustee.
- F4The RSUs vest in four equal annual installments beginning on May 15, 2018.