Company · CIK 0001108320 · SIC 3672 — Printed Circuit Boards
SMTC CORP · SMTX
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2018 PForm 4 → | Dec 31, 12:28 pm EST | Steven M WaszakCFO | 1,500 | $3.80 | $5,700 | 4,500 | +50.0% | plan? |
| Dec 12, 2018 AForm 4 → | Dec 14, 7:59 pm EST | Frederick Gerald WassermanDirector | 5,420 | — | — | 61,278 | — | plan? |
| Dec 12, 2018 AForm 4 → | Dec 14, 7:59 pm EST | Clarke H BaileyDirector | 13,550 | — | — | 411,777 | — | plan? |
| Dec 12, 2018 AForm 4 → | Dec 14, 7:59 pm EST | David Sandberg +1Director, 10% Owner | 5,420 | — | — | 939,241 | — | plan? |
| Dec 12, 2018 AForm 4 → | Dec 14, 7:59 pm EST | John Randall WaterfieldDirector | 5,420 | — | — | 844,280 | — | plan? |
| Dec 4, 2018 PForm 4 → | Dec 6, 3:02 pm EST | Steven M WaszakCFO | 3,000 | $3.71 | $11,130 | 3,000 | — | plan? |
| Nov 14, 2018 PForm 4 → | Nov 16, 5:31 pm EST | Richard E FitzgeraldCOO | 1,270 | $4.04 | $5,131 | 27,380 | +4.86% | plan? |
| Nov 13, 2018 PForm 4 → | Nov 14, 1:47 pm EST | Edward J SmithPresident & CEO, Director | 10,000 | $4.05 | $40,500 | 269,428 | +3.85% | plan? |
| Aug 28, 2018 MForm 4 → | Aug 31, 4:30 pm EDT | Red Oak Partners, LLC +110% Owner | 2,313,097 | $2.25 | $5,204,468 | 1,271,725 | — | plan? late |
| Aug 28, 2018 MForm 4 → | Aug 31, 12:47 pm EDT | John Randall WaterfieldDirector | 287,118 | $2.25 | $646,016 | 826,360 | — | plan? late |
| Aug 28, 2018 MForm 4 → | Aug 31, 12:21 pm EDT | Richard E FitzgeraldCOO | 4,361 | $2.25 | $9,812 | 26,110 | — | plan? late |
| Aug 28, 2018 MForm 4 → | Aug 31, 12:21 pm EDT | Frederick Gerald WassermanDirector | 11,839 | $2.25 | $26,638 | 47,358 | — | plan? late |
| Aug 28, 2018 MForm 4 → | Aug 31, 12:20 pm EDT | Edward J SmithPresident & CEO, Director | 95,728 | $2.25 | $215,388 | 259,428 | — | plan? late |
| Aug 28, 2018 MForm 4 → | Aug 31, 12:20 pm EDT | Clarke H BaileyDirector | 104,181 | $2.25 | $234,407 | 366,977 | — | plan? late |
| May 10, 2018 MForm 4 → | May 10, 5:36 pm EDT | Clarke H BaileyDirector | 50,000 | — | — | 262,796 | — | plan? |
| Feb 20, 2018 MForm 4 → | Feb 21, 10:38 am EST | Edward J SmithPresident & CEO, Director | 68,000 | — | — | 163,700 | — | plan? |
| Feb 12, 2018 MForm 4 → | Feb 14, 5:41 pm EST | Roger DunfieldChief Financial Officer | 31,746 | — | — | 59,524 | — | plan? |
| Dec 14, 2017 PForm 4 → | Dec 18, 11:39 am EST | John Randall WaterfieldDirector | 58,200 | $1.64 | $95,448 | 539,242 | +12.1% | plan? |
| Dec 13, 2017 PForm 4 → | Dec 18, 6:02 am EST | Red Oak Partners, LLC +110% Owner | 35,465 | $1.60 | $56,744 | 1,165,223 | +3.14% | plan? late |
| Dec 12, 2017 MForm 4 → | Dec 18, 11:39 am EST | Clarke H BaileyDirector | 37,594 | — | — | 212,796 | — | plan? late |
| Dec 12, 2017 MForm 4 → | Dec 18, 11:39 am EST | Frederick Gerald WassermanDirector | 15,038 | — | — | 35,519 | — | plan? late |
| Dec 12, 2017 MForm 4 → | Dec 18, 11:39 am EST | John Randall WaterfieldDirector | 15,038 | — | — | 481,042 | — | plan? late |
| Dec 12, 2017 MForm 4 → | Dec 18, 6:02 am EST | Red Oak Partners, LLC +110% Owner | 15,038 | $1.33 | $20,001 | 678,919 | — | plan? late |
| Dec 11, 2017 PForm 4 → | Dec 13, 6:38 pm EST | Red Oak Partners, LLC +110% Owner | 27,917 | $1.59 | $44,321 | 575,405 | +5.10% | plan? |
| Dec 6, 2017 PForm 4 → | Dec 8, 7:30 pm EST | Edward J SmithPresident & CEO, Director | 9,000 | $1.67 | $15,026 | 95,700 | +10.4% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 8, 12:32 pm EST | Edward J SmithPresident & CEO, Director | 25,000 | $1.64 | $41,098 | 86,700 | +40.5% | plan? |
| Sep 28, 2017 PForm 4 → | Oct 2, 5:00 pm EDT | Red Oak Partners, LLC +110% Owner | 100 | $1.30 | $130 | 1,141,979 | +0.01% | plan? |
| Sep 22, 2017 PForm 4 → | Sep 27, 10:30 am EDT | Red Oak Partners, LLC +110% Owner | 29,500 | $1.29 | $38,000 | 1,141,879 | +2.65% | plan? late |
| Sep 20, 2017 PForm 4 → | Sep 22, 5:00 pm EDT | Red Oak Partners, LLC +110% Owner | 124,700 | $1.29 | $161,146 | 540,979 | +30.0% | plan? |
| Sep 14, 2017 PForm 4 → | Sep 18, 5:00 pm EDT | Red Oak Partners, LLC +110% Owner | 64,142 | $1.29 | $82,743 | 689,986 | +10.2% | plan? |
| Aug 24, 2017 PForm 4 → | Aug 28, 1:16 pm EDT | Richard E FitzgeraldCOO | 2,500 | $1.29 | $3,228 | 21,749 | +13.0% | plan? |
| Aug 17, 2017 PForm 4 → | Aug 17, 5:00 pm EDT | Richard E FitzgeraldCOO | 10,000 | $1.30 | $13,000 | 19,249 | +108% | plan? |
| Aug 11, 2017 PForm 4 → | Aug 15, 4:43 pm EDT | Richard E FitzgeraldCOO | 4,249 | $1.25 | $5,311 | 9,249 | +85.0% | plan? |
| Aug 8, 2017 PForm 4 → | Aug 9, 6:19 pm EDT | Edward J SmithPresident & CEO, Director | 25,000 | $1.28 | $31,957 | 75,000 | +50.0% | plan? |
| Aug 8, 2017 PForm 4 → | Aug 9, 5:38 pm EDT | Richard E FitzgeraldCOO | 5,000 | $1.22 | $6,100 | 5,000 | — | plan? |
| Jun 30, 2017 PForm 4 → | Jul 5, 4:30 pm EDT | Red Oak Partners, LLC +110% Owner | 200 | $1.30 | $260 | 625,844 | +0.03% | plan? |
| Jun 28, 2017 PForm 4 → | Jun 30, 4:30 pm EDT | Red Oak Partners, LLC +110% Owner | 31,450 | $1.29 | $40,701 | 625,644 | +5.29% | plan? |
| Jun 26, 2017 PForm 4/A → | Jun 29, 2:45 pm EDT | Red Oak Partners, LLC10% Owner | 11,600 | $1.30 | $15,038 | 594,194 | +1.99% | plan? |
| Jun 23, 2017 PForm 4 → | Jun 23, 5:12 pm EDT | Clarke H BaileyDirector | 21,275 | $1.30 | $27,658 | 175,202 | +13.8% | plan? |
| Jun 16, 2017 PForm 4 → | Jun 28, 8:33 pm EDT | Red Oak Partners, LLC +110% Owner | 11,600 | $1.30 | $15,038 | 594,194 | +1.99% | plan? late amended |
| Jun 16, 2017 PForm 4 → | Jun 21, 8:01 am EDT | Red Oak Partners, LLC +110% Owner | 7,706 | $1.30 | $10,007 | 582,594 | +1.34% | plan? late |
| Jun 14, 2017 PForm 4 → | Jun 15, 4:52 pm EDT | Edward J SmithPresident & CEO, Director | 12,295 | $1.31 | $16,154 | 50,000 | +32.6% | plan? |
| Jun 13, 2017 PForm 4 → | Jun 15, 4:53 pm EDT | Red Oak Partners, LLC +110% Owner | 10,000 | $1.28 | $12,807 | 574,888 | +1.77% | plan? |
| Jun 9, 2017 PForm 4 → | Jun 13, 4:51 pm EDT | Red Oak Partners, LLC +110% Owner | 13,750 | $1.29 | $17,732 | 564,888 | +2.49% | plan? |
| Jun 7, 2017 PForm 4 → | Jun 9, 6:53 pm EDT | Red Oak Partners, LLC +110% Owner | 21,152 | $1.27 | $26,967 | 551,138 | +3.99% | plan? |
| Jun 7, 2017 PForm 4 → | Jun 8, 3:58 pm EDT | Edward J SmithPresident & CEO, Director | 1,500 | $1.27 | $1,898 | 37,705 | +4.14% | plan? |
| Jun 5, 2017 PForm 4 → | Jun 7, 4:30 pm EDT | Red Oak Partners, LLC10% Owner | 8,215 | $1.27 | $10,468 | 529,986 | +1.57% | plan? |
| Jun 1, 2017 PForm 4 → | Jun 5, 8:24 pm EDT | Red Oak Partners, LLC +110% Owner | 2,800 | $1.25 | $3,500 | 521,771 | +0.54% | plan? |
| May 31, 2017 PForm 4 → | Jun 2, 4:37 pm EDT | Edward J SmithPresident & CEO, Director | 6,317 | $1.25 | $7,895 | 35,605 | +21.6% | plan? |
| May 30, 2017 PForm 4 → | Jun 1, 4:57 pm EDT | Red Oak Partners, LLC +110% Owner | 17,663 | $1.25 | $22,073 | 518,971 | +3.52% | plan? |
| May 26, 2017 PForm 4 → | May 30, 9:29 pm EDT | Edward J SmithPresident & CEO, Director | 4,788 | $1.25 | $5,977 | 29,288 | +19.5% | plan? |
| May 24, 2017 PForm 4 → | May 26, 2:54 pm EDT | Edward J SmithPresident & CEO, Director | 24,500 | $1.23 | $30,130 | 24,500 | — | plan? |
| May 24, 2017 PForm 4 → | May 26, 2:54 pm EDT | Clarke H BaileyDirector | 28,725 | $1.19 | $34,220 | 153,927 | +22.9% | plan? |
| Feb 27, 2017 MForm 4 → | Mar 1, 5:52 pm EST | Red Oak Partners, LLC +110% Owner | 14,925 | — | — | 663,881 | — | plan? |
| Feb 27, 2017 MForm 4 → | Feb 28, 5:44 pm EST | Clarke H BaileyDirector | 37,313 | — | — | 125,202 | — | plan? |
| Feb 27, 2017 MForm 4 → | Feb 28, 5:44 pm EST | Frederick Gerald WassermanDirector | 14,925 | — | — | 35,406 | — | plan? |
| Feb 27, 2017 MForm 4 → | Feb 28, 5:44 pm EST | John Randall WaterfieldDirector | 14,925 | — | — | 466,004 | — | plan? |
| Feb 12, 2017 MForm 4 → | Feb 14, 6:35 pm EST | Roger DunfieldCFO | 27,778 | — | — | 27,778 | — | plan? |
| Jan 6, 2017 SForm 4 → | Jan 6, 5:16 pm EST | Sushil DhimanPresident and CEO, Director | 35,000 | $1.41 | $49,350 | 189,970 | −15.6% | plan? |
| Jan 6, 2017 MForm 4 → | Jan 6, 5:16 pm EST | Sushil DhimanPresident and CEO, Director | 109,170 | — | — | 224,970 | — | plan? |
| Dec 22, 2016 SForm 4 → | Dec 28, 7:03 am EST | Red Oak Partners, LLC +110% Owner | 12,002 | $1.58 | $18,963 | 0 | −100% | plan? late |
| Dec 22, 2016 PForm 4 → | Dec 28, 7:03 am EST | Red Oak Partners, LLC +110% Owner | 12,002 | $1.58 | $18,963 | 66,603 | +22.0% | plan? late |
| Aug 12, 2016 AForm 4 → | Aug 16, 11:11 am EDT | Sushil DhimanChief Executive Officer, Director | 2,000 | $1.51 | $3,025 | 115,800 | — | plan? |
| May 12, 2016 AForm 4 → | May 13, 10:07 am EDT | Sushil DhimanChief Executive Officer, Director | 1,300 | $1.46 | $1,897 | 113,800 | — | plan? |
| Mar 24, 2016 AForm 4 → | Mar 30, 11:11 am EDT | Sushil DhimanChief Executive Officer, Director | 1,700 | $1.44 | $2,452 | 112,500 | — | plan? late |
| Dec 31, 2015 PForm 4 → | Jan 5, 2016, 2:49 pm EST | Red Oak Partners, LLC +110% Owner | 5,667 | $1.54 | $8,727 | 9,040 | +168% | plan? |
| Dec 28, 2015 PForm 4 → | Dec 30, 4:15 pm EST | Red Oak Partners, LLC +110% Owner | 16,437 | $1.51 | $24,875 | 10,981 | — | plan? |
| Dec 21, 2015 PForm 4 → | Dec 23, 5:07 pm EST | Red Oak Partners, LLC +110% Owner | 3,563 | $1.45 | $5,163 | 8,019 | +80.0% | plan? |
| Dec 16, 2015 PForm 4/A → | Dec 18, 6:59 pm EST | Red Oak Partners, LLC +110% Owner | 9,579 | $1.46 | $13,937 | 7,377 | — | plan? |
| Dec 16, 2015 AForm 4 → | Dec 17, 4:47 pm EST | Red Oak Partners, LLC10% Owner | 9,579 | $1.45 | $13,936 | 7,377 | — | plan? amended |
| Dec 16, 2015 DForm 4 → | Dec 16, 6:53 pm EST | Sushil DhimanPresident and CEO, Director | 10,222 | $1.45 | $14,776 | 110,800 | — | plan? |
| Dec 14, 2015 PForm 4/A → | Dec 18, 6:59 pm EST | Red Oak Partners, LLC +110% Owner | 31,357 | $1.48 | $46,252 | 5,651 | — | plan? |
| Dec 14, 2015 AForm 4 → | Dec 16, 6:53 pm EST | Red Oak Partners, LLC +110% Owner | 31,357 | $1.48 | $46,264 | 5,651 | — | plan? amended |
| Dec 11, 2015 AForm 4 → | Dec 15, 3:52 pm EST | Sushil DhimanPresident and CEO, Director | 37,222 | $1.45 | $53,972 | 121,022 | — | plan? |
| Dec 11, 2015 AForm 4 → | Dec 14, 3:57 pm EST | John Randall WaterfieldDirector | 5,556 | $1.45 | $8,056 | 451,079 | — | plan? |
| Dec 11, 2015 AForm 4 → | Dec 14, 3:57 pm EST | Frederick Gerald WassermanDirector | 5,556 | $1.45 | $8,056 | 5,556 | — | plan? |
| Dec 11, 2015 AForm 4 → | Dec 14, 3:57 pm EST | Clarke H BaileyDirector | 13,889 | $1.45 | $20,139 | 87,889 | — | plan? |
| Jun 19, 2015 PForm 4 → | Jun 23, 6:07 pm EDT | Red Oak Partners, LLC +110% Owner | 16,400 | $1.84 | $30,225 | 2,113,457 | +0.78% | plan? |
| Jun 15, 2015 PForm 4 → | Jun 17, 5:13 pm EDT | Red Oak Partners, LLC +110% Owner | 37,162 | $1.81 | $67,262 | 2,097,057 | +1.80% | plan? |
| Jun 10, 2015 PForm 4 → | Jun 12, 4:12 pm EDT | Red Oak Partners, LLC +110% Owner | 12,500 | $1.76 | $21,996 | 2,059,895 | +0.61% | plan? |
| Jun 4, 2015 PForm 4 → | Jun 8, 5:13 pm EDT | Red Oak Partners, LLC +1Director | 7,037 | $1.73 | $12,174 | 2,047,395 | +0.34% | plan? |
| Jun 2, 2015 AForm 4 → | Dec 15, 4:58 pm EST | David Sandberg +1Director | 5,556 | $1.45 | $8,056 | 648,956 | — | plan? late |
| Jun 1, 2015 PForm 4 → | Jun 3, 7:26 pm EDT | Red Oak Partners, LLC +110% Owner | 8,100 | $1.72 | $13,947 | 2,040,358 | +0.40% | plan? |
| May 28, 2015 PForm 4 → | Jun 1, 6:56 pm EDT | Red Oak Partners, LLC +110% Owner | 7,209 | $1.71 | $12,305 | 2,032,258 | +0.36% | plan? |
| May 15, 2015 MForm 4 → | May 16, 2018, 5:01 pm EDT | Red Oak Partners, LLC +110% Owner | 20,230 | $1.80 | $36,414 | 699,149 | — | plan? late |
| May 11, 2015 PForm 4 → | May 11, 12:23 pm EDT | Lawrence Harris SilberDirector | 10,000 | $1.70 | $17,000 | 45,000 | +28.6% | plan? |
| May 7, 2015 PForm 4 → | May 7, 8:01 pm EDT | Sushil DhimanPresident and CEO, Director | 603 | $1.70 | $1,025 | 83,800 | +0.72% | plan? |
| May 6, 2015 PForm 4 → | May 6, 11:57 am EDT | Sushil DhimanPresident and CEO, Director | 2,997 | $1.71 | $5,124 | 83,197 | +3.74% | plan? |
| May 4, 2015 PForm 4 → | May 4, 5:09 pm EDT | Sushil DhimanPresident and CEO, Director | 5,200 | $1.57 | $8,156 | 80,200 | +6.93% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2018 MForm 4 → | Aug 31, 12:21 pm EDT | Richard E FitzgeraldCOO | 4,361 | — | — | 0 | — | late |
| Aug 28, 2018 MForm 4 → | Aug 31, 12:20 pm EDT | Edward J SmithPresident & CEO, Director | 95,728 | — | — | 0 | — | late |
| Mar 12, 2018 AForm 4 → | Mar 15, 3:30 pm EDT | Steven M WaszakChief Financial Officer | 335,929 | — | — | 335,929 | — | late |
| Feb 20, 2018 MForm 4 → | Feb 21, 10:38 am EST | Edward J SmithPresident & CEO, Director | 68,000 | — | — | 671,858 | — | |
| Dec 13, 2017 AMForm 4 → | Aug 31, 2018, 4:30 pm EDT | Red Oak Partners, LLC +110% Owner | 2,325,597 | $1.60 | $20,000 | 0 | — | late |
| May 15, 2017 AForm 4 → | May 17, 12:56 pm EDT | Roger DunfieldChief Financial Officer | 335,929 | — | — | 335,929 | — | |
| May 15, 2017 AForm 4 → | May 17, 12:56 pm EDT | Edward J SmithPresident & CEO, Director | 671,858 | — | — | 671,858 | — | |
| Feb 17, 2017 AForm 4 → | Feb 22, 6:06 pm EST | Edward J SmithInterim President & CEO, Director | 60,000 | — | — | 60,000 | — | |
| Feb 12, 2017 MForm 4 → | Feb 14, 6:35 pm EST | Roger DunfieldCFO | 27,778 | — | — | 0 | — | |
| Jan 6, 2017 MForm 4 → | Jan 6, 5:16 pm EST | Sushil DhimanPresident and CEO, Director | 109,170 | — | — | 0 | — | |
| Dec 12, 2016 AMForm 4 → | Feb 14, 2018, 5:41 pm EST | Roger DunfieldChief Financial Officer | 464,207 | — | — | 102,902 | — | late |
| Dec 12, 2016 AMForm 4 → | Mar 1, 2017, 5:52 pm EST | Red Oak Partners, LLC +110% Owner | 29,963 | $1.33 | $40,000 | 29,963 | — | late |
| Dec 12, 2016 AMForm 4 → | Feb 28, 2017, 5:44 pm EST | Clarke H BaileyDirector | 74,907 | $1.33 | $50,000 | 0 | — | late |
| Dec 12, 2016 AMForm 4 → | Feb 28, 2017, 5:44 pm EST | Frederick Gerald WassermanDirector | 29,963 | $1.33 | $20,001 | 0 | — | late |
| Dec 12, 2016 AMForm 4 → | Feb 28, 2017, 5:44 pm EST | John Randall WaterfieldDirector | 29,963 | $1.33 | $20,001 | 0 | — | late |
| Feb 26, 2016 AForm 4 → | Mar 4, 8:55 pm EST | Frederick Gerald WassermanDirector | 14,925 | $1.34 | $20,000 | 35,155 | — | late |
| Feb 26, 2016 AForm 4 → | Mar 4, 8:55 pm EST | John Randall WaterfieldDirector | 14,925 | $1.34 | $20,000 | 35,155 | — | late |
| Feb 26, 2016 AForm 4 → | Mar 4, 8:55 pm EST | Clarke H BaileyDirector | 37,313 | $1.34 | $49,999 | 137,889 | — | late |
| Feb 26, 2016 AForm 4 → | Mar 4, 8:55 pm EST | Sushil DhimanChief Executive Officer, Director | 265,851 | $0.8351 | $222,003 | 499,676 | — | late |
| Feb 26, 2016 AForm 4 → | Mar 4, 8:55 pm EST | David Sandberg +1Director, 10% Owner | 14,925 | $1.34 | $20,000 | 35,155 | — | late |
| Dec 11, 2014 AMForm 4 → | Aug 31, 2018, 12:47 pm EDT | John Randall WaterfieldDirector | 319,848 | $1.62 | $53,039 | 0 | — | late |
| Dec 11, 2014 AMForm 4 → | Aug 31, 2018, 12:21 pm EDT | Frederick Gerald WassermanDirector | 44,569 | $1.62 | $53,039 | 0 | — | late |
| Dec 11, 2014 AMForm 4 → | Aug 31, 2018, 12:20 pm EDT | Clarke H BaileyDirector | 186,007 | — | — | 0 | — | late |
| Dec 11, 2014 AMForm 4 → | May 16, 2018, 5:01 pm EDT | Red Oak Partners, LLC +110% Owner | 32,730 | $1.72 | $56,414 | 0 | — | late |
| Dec 11, 2014 AMForm 4 → | May 10, 2018, 5:36 pm EDT | Clarke H BaileyDirector | 131,826 | $1.72 | $141,037 | 50,576 | — | late |
| Dec 11, 2014 AMForm 4 → | Dec 18, 2017, 11:39 am EST | Frederick Gerald WassermanDirector | 47,768 | $1.62 | $53,039 | 20,230 | — | late |
| Dec 11, 2014 AMForm 4 → | Dec 18, 2017, 11:39 am EST | John Randall WaterfieldDirector | 47,768 | $1.62 | $53,039 | 20,230 | — | late |
| Dec 11, 2014 AMForm 4 → | Dec 18, 2017, 6:02 am EST | Red Oak Partners, LLC +110% Owner | 47,768 | $1.60 | $76,415 | 20,230 | — | late |
| Dec 11, 2014 AForm 4 → | Jun 1, 2017, 4:57 pm EDT | Red Oak Partners, LLC +110% Owner | 35,268 | $1.60 | $56,415 | 20,230 | — | late |
| May 13, 2013 AMForm 4 → | Dec 18, 2017, 11:39 am EST | Clarke H BaileyDirector | 169,420 | $1.90 | $250,537 | 100,576 | — | late |