SEC Form 4 · accession 0001437749-16-026895
SMTC CORP · SMTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Gerald Wasserman
Director
Period of report
Feb 26, 2016
Accepted (ET)
Mar 4, 2016 · 8:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108320
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $1.34 | Feb 26, 2016 | A | 14,925 | A | Feb 26, 2017 | Feb 26, 2017 | Common Stock | 14,925 | 35,155 | D |