SEC Form 4 · accession 0001127602-18-017699
Emerald Holding, Inc. · EEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Randall
Officer — Executive Vice President
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 14, 2018 | M | 3,376 | $8.00 | A | 77,099 | D | |
| Common StockF1,F2 | May 14, 2018 | S | 3,376 | $20.00 | D | 73,723 | D | |
| Common StockF1,F2 | May 14, 2018 | M | 4,560 | $12.00 | A | 78,283 | D | |
| Common StockF1,F2 | May 14, 2018 | S | 4,560 | $20.00 | D | 73,723 | D | |
| Common StockF1,F2 | May 14, 2018 | M | 44,100 | $16.00 | A | 117,823 | D | |
| Common StockF1,F2 | May 14, 2018 | S | 44,100 | $20.00 | D | 73,723 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $8.00 | May 14, 2018 | M | 3,376 | D | — | Sep 4, 2023 | Common Stock | 3,376 | 169,374 | D |
| Stock Option (Right to Buy)F1,F4 | $12.00 | May 14, 2018 | M | 4,560 | D | — | Sep 4, 2023 | Common Stock | 4,560 | 11,025 | D |
| Stock Option (Right to Buy)F1,F4 | $16.00 | May 14, 2018 | M | 44,100 | D | — | Sep 4, 2023 | Common Stock | 44,100 | 11,025 | D |
Explanation of responses
- F1Transaction pursuant to a previously adopted Rule 10b5-1 trading plan.
- F2Includes 3,098 previously granted and reported unvested restricted stock units.
- F3This option is vested with respect to 134,824 underlying shares and will vest with respect to the remaining 34,550 underlying shares on September 4, 2018.
- F4This option is vested with respect to 0 underlying shares and will vest with respect to the remaining 11,025 underlying shares on September 4, 2018.