SEC Form 4 · accession 0001628280-18-006866
Amber Road, Inc. · AMBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Malone
Director
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314223
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | May 15, 2018 | A | 9,595 | A | — | — | Common Stock | 9,595 | 9,595 | D |
Explanation of responses
- F1Restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the registrant.
- F2On May 15, 2018, the reporting person was granted 9,595 RSUs as an Annual Restricted Stock Unit Award pursuant to the registrant's Non-Employee Directors Compensation Policy.
- F3The RSUs represent a one-time award received by non-employee members of the Board of Directors of the registrant ("Board"). The RSUs will vest on the earlier of (i) the first anniversary of the grant date of such RSU, (ii) the date of the director's death, or (iii) upon a Change of Control of the registrant, as defined in the related RSU agreement ("Vesting Date"), provided that the non-employee director has remained in continuous service as a member of the Board until the Vesting Date.