SEC Form 4 · accession 0000927066-18-000076
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Berg
Director
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2018 | M | 24,000 | $65.08 | A | 29,776 | D | |
| Common Stock | May 14, 2018 | F | 23,662 | $66.01 | D | 6,114 | D | |
| Common Stock | May 14, 2018 | S | 338 | $66.25 | D | 5,776 | D | |
| Common Stock | holding | — | — | — | 7,047 | I | By Charles G. Berg 2016 Family Trust U/A DTD 02/05/2016 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $65.08 | May 14, 2018 | M | 24,000 | D | Jun 17, 2014 | Jun 17, 2018 | Common Stock | 24,000 | 0 | D |
| Stock Appreciation Rights | $66.29 | May 15, 2018 | A | 7,165 | A | May 15, 2019 | May 15, 2023 | Common Stock | 7,165 | 7,165 | D |