SEC Form 4 · accession 0001140361-18-024219
Loxo Oncology, Inc. · LOXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua H. Bilenker
Officer — President & CEO · Director
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2018 | M | 7,500 | $1.184 | A | 190,207 | D | |
| Common Stock | May 14, 2018 | S | 100 | $132.58 | D | 190,107 | D | |
| Common StockF2,F3 | May 14, 2018 | S | 2,000 | $134.1845 | D | 188,107 | D | |
| Common StockF2,F4 | May 14, 2018 | S | 2,050 | $135.0827 | D | 186,057 | D | |
| Common StockF2,F5 | May 14, 2018 | S | 1,525 | $136.2166 | D | 184,532 | D | |
| Common StockF2,F6 | May 14, 2018 | S | 1,558 | $137.2763 | D | 182,974 | D | |
| Common StockF2,F7 | May 14, 2018 | S | 167 | $137.8319 | D | 182,807 | D | |
| Common StockF2,F8 | May 14, 2018 | S | 100 | $139.0017 | D | 182,707 | D | |
| Common Stock | May 15, 2018 | M | 7,500 | $1.184 | A | 190,207 | D | |
| Common StockF2,F9 | May 15, 2018 | S | 700 | $133.1065 | D | 189,507 | D | |
| Common StockF2,F10 | May 15, 2018 | S | 300 | $134.4067 | D | 189,207 | D | |
| Common StockF2,F11 | May 15, 2018 | S | 1,000 | $135.828 | D | 188,207 | D | |
| Common StockF2,F12 | May 15, 2018 | S | 400 | $136.72 | D | 187,807 | D | |
| Common StockF2,F13 | May 15, 2018 | S | 3,297 | $138.3521 | D | 184,510 | D | |
| Common StockF2,F14 | May 15, 2018 | S | 1,803 | $138.8883 | D | 182,707 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F15 | $1.184 | May 14, 2018 | M | 7,500 | D | — | Nov 14, 2023 | Common Stock | 7,500 | 22,190 | D |
| Employee Stock Option (right to buy)F15 | $1.184 | May 15, 2018 | M | 7,500 | D | — | Nov 14, 2023 | Common Stock | 7,500 | 14,690 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- F10Represents the weighted average sales price per share. The shares sold at prices ranging from $134.32 to $134.45 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F11Represents the weighted average sales price per share. The shares sold at prices ranging from $135.55 to $136.47 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F12Represents the weighted average sales price per share. The shares sold at prices ranging from $136.60 to $137.08 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F13Represents the weighted average sales price per share. The shares sold at prices ranging from $137.70 to $138.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F14Represents the weighted average sales price per share. The shares sold at prices ranging from $138.70 to $139.37 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F15The stock option is immediately exercisable in full, and vests as to 25% of the shares subject to the option on the one-year anniversary of the vesting commencement date, and thereafter as to 1/48th of the shares in equal monthly installments.
- F2Represents the aggregate of sales effected on the same day at different prices.
- F3Represents the weighted average sales price per share. The shares sold at prices ranging from $133.59 to $134.32 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Represents the weighted average sales price per share. The shares sold at prices ranging from $134.61 to $135.60 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F5Represents the weighted average sales price per share. The shares sold at prices ranging from $135.76 to $136.71 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F6Represents the weighted average sales price per share. The shares sold at prices ranging from $136.78 to $137.71 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F7Represents the weighted average sales price per share. The shares sold at prices ranging from $137.79 to $137.86 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F8Represents the weighted average sales price per share. The shares sold at prices ranging from $139.00 to $139.01 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F9Represents the weighted average sales price per share. The shares sold at prices ranging from $132.55 to $133.20 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.