SEC Form 4 · accession 0000911916-18-000124
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Hagemann
Director
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 2:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F4,F2,F3 | $113.72 | May 15, 2018 | A | 500 | A | — | — | Common Stock | 500 | 17,197 | D |
| Restricted Stock UnitsF6,F2,F5 | — | May 15, 2018 | A | 1,143 | A | — | — | Common Stock | 1,143 | 16,322 | D |
Explanation of responses
- F1The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. ("Company") Deferred Compensation Plan for Non-Employee Directors.
- F2The Conversion or Exercise Price of Derivative Security is 1-for-1.
- F3The units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director ("Annual Deferred Share Units").
- F4Includes 33.848 phantom stock units accrued on April 30, 2018 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors.
- F5The Restricted Stock Units are immediately 100% vested and will be subject to mandatory deferral until the later of (1) the reporting person's termination of service as a Director or (2) the date that is three years after the grant date.
- F6Includes Restricted Stock Units granted in prior years that are subject to different mandatory deferral periods.