SEC Form 4 · accession 0001179110-18-006995
FASTENAL CO · FAST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Jansen
Officer — Executive Vice President
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000815556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2018 | M | 10,000 | $27.00 | A | 22,588 | D | |
| Common Stock | May 15, 2018 | S | 10,000 | $52.00 | D | 12,588 | D | |
| Common Stock | May 15, 2018 | M | 9,758 | $27.00 | A | 22,346 | D | |
| Common Stock | May 15, 2018 | S | 9,758 | $52.50 | D | 12,588 | D | |
| Common Stock | May 16, 2018 | M | 10,000 | $27.00 | A | 22,588 | D | |
| Common Stock | May 16, 2018 | S | 10,000 | $53.0193 | D | 12,588 | D | |
| Common StockF2 | holding | — | — | — | 8,335 | I | Held in 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F1 | $27.00 | May 15, 2018 | M | 10,000 | D | — | May 31, 2018 | Common Stock | 10,000 | 19,758 | D |
| Employee Stock Option (Right to buy)F1 | $27.00 | May 15, 2018 | M | 9,758 | D | — | May 31, 2018 | Common Stock | 9,758 | 10,000 | D |
| Employee Stock Option (Right to buy)F1 | $27.00 | May 16, 2018 | M | 10,000 | D | — | May 31, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The option becomes vested and exercisable over a period of eight years, with 50% becoming vested and exercisable half way through its vesting period and the remainder becoming vested and exercisable proportionately each year thereafter.
- F2Shares attributed to reporting person's account in issuer's 401(K) Plan as of May 16, 2018.