SEC Form 4 · accession 0001275158-18-000039
NOODLES & Co · NDLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Daggett
Officer — Interim Chief Financial Office
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 15, 2018 | S | 3,200 | $9.66 | D | 23,800 | D | |
| Class A Common Stock | May 15, 2018 | S | 1,800 | $9.65 | D | 22,000 | D | |
| Class A Common Stock | May 15, 2018 | M | 2,500 | $7.04 | A | 24,500 | D | |
| Class A Common Stock | May 15, 2018 | S | 2,500 | $9.43 | D | 22,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $7.04 | May 15, 2018 | M | 2,500 | D | — | Aug 12, 2026 | Class A Common Stock | 2,500 | 7,500 | D |
Explanation of responses
- F1These options, originally representing the right to buy 10,000 shares of Class A Common Stock, vest in 4 equal annual installments beginning 8/12/2017