SEC Form 4 · accession 0000047518-18-000053
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Groetelaars
Officer — Chief Executive Officer · Director
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (05/14/2018)F1,F2 | $0.00 | May 14, 2018 | A | 11,505 | A | May 15, 2021 | May 15, 2021 | Common Stock | 11,505 | 11,505 | D |
| Employee Stock Option Award (05/14/2018) 4yrF3 | $89.08 | May 14, 2018 | A | 39,962 | A | — | May 14, 2028 | Common Stock | 39,962 | 39,962 | D |
| Employee Stock Option Award (05/14/2018) 3yrF4 | $89.08 | May 14, 2018 | A | 51,400 | A | — | May 14, 2028 | Common Stock | 51,400 | 51,400 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Restricted stock units will automatically be converted into shares of common stock on the date indicated unless a previous deferral election is made. Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.
- F3Options vest 25% on each May 14, 2019, 2020, 2021 and 2022.
- F4Options vest 34% on May 14, 2019 and 33% on May 14, 2020 and 2021.