SEC Form 4 · accession 0001562180-18-002528
Dermira, Inc. · DERM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G Wiggans
Officer — CEO & Chairman of the Board · Director
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2018 | M | 10,000 | $0.986 | A | 29,705 | D | |
| Common Stock | holding | — | — | — | 131,180 | I | By the Wiggans Living Trust dated 5/14/02 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F2 | $0.986 | May 15, 2018 | M | 10,000 | D | — | Oct 3, 2021 | Common Stock | 10,000 | 164,642 | D |
Explanation of responses
- F1These shares include prior ESPP purchases.
- F2This option fully vested on 10/04/2015.