SEC Form 4 · accession 0001394413-18-000004
GSI TECHNOLOGY INC · GSIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee-Lean Shu
Officer — President, CEO and Chairman · Director · 10% Owner
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2018 | M | 100,000 | $4.00 | A | 1,844,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $4.00 | May 15, 2018 | M | 100,000 | D | Jan 13, 2012 | Jun 9, 2018 | Common Stock | 100,000 | 0 | D |