SEC Form 4 · accession 0001225208-18-009476
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J. Neumeyer
Officer — Sr. EVP of Principal Subsidiar
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2018 | M | 39,396 | $10.89 | A | 466,902 | D | |
| Common Stock | May 15, 2018 | M | 15,553 | $10.06 | A | 482,455 | D | |
| Common Stock | May 15, 2018 | M | 14,316 | $9.08 | A | 496,771 | D | |
| Common Stock | May 15, 2018 | F | 6,611 | $15.125 | D | 490,160 | D | |
| Common Stock | May 15, 2018 | S | 25,178 | $15.125 | D | 464,982 | D | |
| Common Stock | May 15, 2018 | F | 48,367 | $15.115 | D | 416,615 | D | |
| Common Stock | holding | — | — | — | 12,808 | I | By Issuer's Supplemental Stock Purchase and Tax Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy) | $9.08 | May 15, 2018 | M | 14,316 | D | May 1, 2015 | May 1, 2021 | Common Stock | 14,316 | 0 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | May 15, 2018 | M | 39,396 | D | May 1, 2016 | May 1, 2025 | Common Stock | 39,396 | 13,133 | D |
| Employee/Director Stock Option (Right to Buy) | $10.06 | May 15, 2018 | M | 15,553 | D | May 1, 2017 | May 1, 2026 | Common Stock | 15,553 | 31,106 | D |
| Employee/Director Stock Option (Right to Buy) | $13.09 | holding | — | — | — | May 1, 2018 | May 1, 2027 | Common Stock | 48,042 | 48,042 | D |
| Employee/Director Stock Option (Right to Buy) | $14.81 | holding | — | — | — | May 1, 2019 | May 1, 2028 | Common Stock | 87,209 | 87,209 | D |