SEC Form 4 · accession 0001127602-18-017785
AES CORP · AES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andres Gluski
Officer — President and CEO · Director
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2018 | M | 100,000 | $6.71 | A | 1,042,734 | D | |
| Common StockF1 | holding | — | — | — | 26,313 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.71 | May 14, 2018 | M | 100,000 | D | Feb 20, 2010 | Feb 20, 2019 | Common Stock | 100,000 | 91,030 | D |
Explanation of responses
- F1Since the last Form 4 filing on February 27, 2018, the reporting person acquired no additional shares of AES Common Stock under The AES Corporation Retirement Savings Plan.