SEC Form 4 · accession 0001209191-18-030767
ZEBRA TECHNOLOGIES CORP · ZBRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim L Kaput
Officer — SVP, General Counsel & Secy
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 9:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 15, 2018 | M | 2,270 | $74.72 | A | 25,537 | D | |
| Class A Common Stock | May 15, 2018 | S | 2,270 | $154.00 | D | 23,267 | D | |
| Class A Common Stock | May 16, 2018 | S | 2,831 | $156.23 | D | 20,436 | D | |
| Class A Common Stock | holding | — | — | — | 23,267 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $74.72 | May 15, 2018 | M | 4,406 | D | — | May 8, 2024 | Class A Common Stock | 4,406 | 0 | D |
| Stock Appreciation RightF2 | $108.20 | holding | — | — | — | — | May 15, 2025 | Class A Common Stock | 3,587 | 3,587 | D |
| Stock Appreciation RightF3 | $51.42 | holding | — | — | — | — | May 12, 2026 | Class A Common Stock | 7,395 | 7,395 | D |
| Stock Appreciation RightF4 | $98.87 | holding | — | — | — | — | May 11, 2024 | Class A Common Stock | 5,162 | 5,162 | D |
| Stock Appreciation RightF5 | $149.57 | holding | — | — | — | — | May 10, 2025 | Class A Common Stock | 3,362 | 3,362 | D |
Explanation of responses
- F1Of the stock appreciation rights subject to this SAR, 1,101 vest on May 8, 2015, 1,101 vest on May 8, 2016, 1,102 vest on May 8, 2017 and 1,102 vest on May 8, 2018.
- F2Of the stock appreciation rights subject to this SAR, 896 vest on May 15, 2016, 897 vest on May 15, 2017, 897 vest on May 15, 2018 and 897 vest on May 15, 2019.
- F3Of the stock appreciation rights subject to this SAR, 1,848 vest on May 12, 2017, 1,849 vest on May 12, 2018, 1,849 vest on May 12, 2019 and 1,849 vest on May 12, 2020.
- F4Of the stock appreciation rights subject to this SAR, 1,290 vest on May 11, 2018, 1,290 vest on May 11, 2019, 1,291 vest on May 11, 2020 and 1,291 vest on May 11, 2021.
- F5Of the stock appreciation rights subject to this SAR, 840 vest on May 10, 2019, 840 vest on May 10, 2020, 841 vest on May 10, 2021 and 841 vest on May 10, 2022.