SEC Form 4 · accession 0001209191-18-030518
PINNACLE FOODS INC. · PF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Barkley
Officer — EVP, President - Boulder
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | May 15, 2018 | M | 7,762 | $41.05 | A | 20,613 | D | |
| Common Stock, par value $0.01F1 | May 15, 2018 | S | 7,762 | $62.5699 | D | 12,851 | D | |
| Common Stock, par value $0.01F1 | May 15, 2018 | S | 1,374 | $62.5699 | D | 11,477 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $41.05 | May 15, 2018 | M | 7,762 | D | — | Apr 1, 2025 | Common Stock, par value $0.01 | 7,762 | 10,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $62.28 to $62.85, inclusive. The reporting person undertakes to provide to Pinnacle Foods Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2The shares subject to the stock option vested and became exercisable on April 1, 2018.