SEC Form 4 · accession 0001209191-18-030628
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee B Foster II
Director
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 17,500 | I | Lee B. Foster II Dynasty Trust | |
| Common Stock | holding | — | — | — | 37,406 | I | Lee B Foster, II Revocable Trust | |
| Common Stock - Direct | holding | — | — | — | 15,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | May 15, 2018 | A | 1,620 | A | — | — | Common Stock | 1,620 | 20,159 | D |
Explanation of responses
- F1Each share of Phantom Stock represents a right to receive one share of common stock of the issuer.
- F2The Phantom Stock becomes payable according to the election of payment designation that was filed by the reporting person subject to the terms and conditions of the Westinghouse Air Brake Technologies Corporation Deferred Compensation Plan for Executive Officers and Directors.