SEC Form 4 · accession 0001140361-18-024402
NRC HEALTH · NRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald M Berwick
Director
Period of report
May 16, 2018
Accepted (ET)
May 17, 2018 · 3:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070487
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2018 | M | 36,000 | $15.19 | A | 41,090 | D | |
| Common Stock | May 16, 2018 | F | 15,781 | $34.65 | A | 25,309 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $15.19 | May 16, 2018 | M | 36,000 | A | Oct 21, 2016 | Oct 21, 2025 | Common Stock | 36,000 | 0 | D |
| Director Stock Option (Right to Buy) | $14.19 | holding | — | — | — | May 11, 2017 | May 11, 2026 | Common Stock | 36,000 | 36,000 | D |
| Director Stock Option (Right to Buy) | $24.35 | holding | — | — | — | May 9, 2018 | May 9, 2027 | Common Stock | 36,000 | 36,000 | D |