SEC Form 4 · accession 0001209191-18-030683
ZYNGA INC · ZNGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Buckley
Officer — Chief Accounting Officer
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 15, 2018 | M | 76,250 | — | A | 154,920 | D | |
| Class A Common StockF2 | May 15, 2018 | F | 37,806 | $4.07 | D | 117,114 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | May 15, 2018 | M | 1,250 | D | — | Jun 13, 2021 | Class A Common Stock | 1,250 | 0 | D |
| Restricted Stock UnitF1,F4 | — | May 15, 2018 | M | 75,000 | D | — | May 15, 2024 | Class A Common Stock | 75,000 | 225,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A common stock upon vesting.
- F2Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of the restricted stock units described in Table II.
- F3Vests as follows: 25% of the restricted stock units vested on May 15, 2015, with an additional 6.25% of the restricted stock units vesting quarterly thereafter until fully vested, subject to continued service to the Issuer through each vesting date.
- F4Vests as follows: 25% of the restricted stock units vested on May 15, 2018, with an additional 6.25% of the restricted stock units vesting quarterly thereafter until fully vested, subject to continued service to the Issuer through each vesting date.