SEC Form 4 · accession 0001311605-18-000039
Klondex Mines Unlimited Liability Co · KLDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Andre Huet
Officer — CEO · Director
Period of report
May 11, 2018
Accepted (ET)
May 16, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 11, 2018 | M | 41,282 | $0.00 | A | 537,158 | D | |
| Common Shares | May 11, 2018 | F | 17,318 | $2.47 | D | 519,840 | D | |
| Common SharesF1 | May 11, 2018 | M | 2,701 | $0.00 | A | 8,055 | I | Joyce Huet |
| Common Shares | May 11, 2018 | F | 801 | $2.47 | D | 7,254 | I | Joyce Huet |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2017 Restricted Share Unit GrantF1,F2 | — | May 11, 2018 | M | 41,282 | D | — | — | Common Shares | 41,282 | 82,564 | D |
| 2017 RSU Grant - Indirect HoldingF1,F2 | — | May 11, 2018 | M | 2,701 | D | — | — | Common Shares | 2,701 | 5,401 | I |
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive the economic equivalent of one common share of Klondex Mines Ltd.
- F2The RSUs granted on 5/11/2017 vest 1/3 each on 5/11/2018, 5/11/2019, and 5/11/2020.