Company · CIK 0000891417 · SIC 3470 — Coating, Engraving & Allied Services · OTC
PEN INC. · PENC
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2019 AForm 4 → | Feb 4, 4:02 pm EST | Howard G Westerman Jr.Director | 30,157 | $0.40 | $12,063 | 67,852 | — | plan? |
| Jan 31, 2019 PForm 4 → | Feb 4, 4:01 pm EST | Tom J. BermanPresident, Director | 47,120 | $0.40 | $18,848 | 47,120 | — | plan? |
| Dec 5, 2018 JForm 4 → | Dec 7, 3:54 pm EST | Howard G Westerman Jr.Director | 5,000 | $0.40 | $2,000 | 48,889 | — | plan? |
| Dec 5, 2018 JForm 4 → | Dec 7, 3:54 pm EST | Douglas Q. HolmesDirector | 5,000 | $0.40 | $2,000 | 23,654 | — | plan? |
| Dec 5, 2018 JForm 4 → | Dec 7, 3:52 pm EST | Ronald J BermanDirector | 5,000 | $0.40 | $2,000 | 394,411 | — | plan? |
| Dec 5, 2018 JForm 4 → | Dec 7, 3:52 pm EST | Tom J. BermanPresident, Director, 10% Owner | 5,000 | $0.40 | $2,000 | 5,000 | — | plan? |
| Dec 5, 2018 JForm 4 → | Dec 7, 3:50 pm EST | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 5,000 | $0.40 | $2,000 | 567,132 | — | plan? |
| Dec 5, 2018 JForm 4 → | Dec 7, 3:50 pm EST | Jeanne M RickertChief Legal Officer, Director | 5,000 | $0.40 | $2,000 | 558,882 | — | plan? |
| Oct 16, 2018 PForm 4/A → | Oct 18, 2:36 pm EDT | Ronald J BermanDirector | 127,119 | $0.50 | $63,560 | 389,411 | +48.5% | plan? |
| Oct 16, 2018 JForm 4/A → | Oct 18, 2:36 pm EDT | Ronald J BermanDirector | 4,000 | $0.50 | $2,000 | 262,292 | — | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 9:23 am EDT | Ronald J BermanDirector | 127,119 | $0.05 | $6,356 | 389,411 | +48.5% | plan? amended |
| Oct 16, 2018 JForm 4 → | Oct 18, 9:23 am EDT | Ronald J BermanDirector | 4,000 | $0.05 | $200 | 262,292 | — | plan? amended |
| Oct 16, 2018 PForm 4 → | Oct 18, 9:08 am EDT | Howard G Westerman Jr.Director | 33,898 | $0.50 | $16,949 | 77,787 | +77.2% | plan? |
| Oct 16, 2018 JForm 4 → | Oct 18, 9:08 am EDT | Howard G Westerman Jr.Director | 4,000 | $0.50 | $2,000 | 43,889 | — | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 9:07 am EDT | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 13,333 | $0.50 | $6,667 | 562,132 | +2.43% | plan? |
| Oct 16, 2018 JForm 4 → | Oct 18, 9:07 am EDT | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 5,774 | $0.50 | $2,887 | 560,799 | — | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 9:07 am EDT | Jeanne M RickertChief Legal Officer, Director | 13,333 | $0.50 | $6,667 | 553,882 | +2.47% | plan? |
| Oct 16, 2018 JForm 4 → | Oct 18, 9:07 am EDT | Jeanne M RickertChief Legal Officer, Director | 4,000 | $0.50 | $2,000 | 540,549 | — | plan? |
| Oct 16, 2018 JForm 4 → | Oct 18, 9:06 am EDT | Douglas Q. HolmesDirector | 4,000 | $0.50 | $2,000 | 18,654 | — | plan? |
| May 23, 2018 JForm 4 → | May 25, 11:20 am EDT | Howard G Westerman Jr.Director | 1,681 | $1.19 | $2,000 | 39,889 | — | plan? |
| May 23, 2018 JForm 4 → | May 25, 11:19 am EDT | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 1,681 | $1.19 | $2,000 | 532,866 | — | plan? |
| May 23, 2018 JForm 4 → | May 25, 11:17 am EDT | Jeanne M RickertChief Legal Officer, Director | 1,681 | $1.19 | $2,000 | 526,390 | — | plan? |
| May 23, 2018 JForm 4 → | May 25, 11:15 am EDT | Douglas Q. HolmesDirector | 1,681 | $1.19 | $2,000 | 14,654 | — | plan? |
| May 23, 2018 JForm 4 → | May 25, 11:13 am EDT | Ronald J BermanDirector | 1,681 | $1.19 | $2,000 | 258,292 | — | plan? |
| Feb 28, 2018 JForm 4 → | Mar 1, 2:25 pm EST | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 7,957 | $1.35 | $10,742 | 531,185 | — | plan? |
| Feb 28, 2018 JForm 4 → | Mar 1, 2:24 pm EST | Jeanne M RickertChief Legal Officer, Director | 1,481 | $1.35 | $1,999 | 524,709 | — | plan? |
| Feb 28, 2018 JForm 4 → | Mar 1, 2:20 pm EST | Douglas Q. HolmesDirector | 1,481 | $1.35 | $1,999 | 12,973 | — | plan? |
| Feb 28, 2018 JForm 4 → | Mar 1, 2:18 pm EST | Ronald J BermanDirector | 1,481 | $1.35 | $1,999 | 256,611 | — | plan? |
| Feb 28, 2018 JForm 4 → | Mar 1, 2:14 pm EST | Howard G Westerman Jr.Director | 1,481 | $1.35 | $1,999 | 37,149 | — | plan? |
| Dec 4, 2017 PForm 4 → | Dec 11, 10:28 am EST | Ronald J BermanDirector | 500 | $1.38 | $690 | 255,130 | +0.20% | plan? late |
| Nov 23, 2017 PForm 4 → | Nov 27, 2:11 pm EST | Ronald J BermanDirector | 200 | $1.30 | $260 | 254,630 | +0.08% | plan? |
| Nov 17, 2017 JForm 4 → | Nov 21, 9:24 am EST | Howard G Westerman Jr.Director | 1,538 | $1.30 | $1,999 | 35,668 | — | plan? |
| Nov 17, 2017 JForm 4 → | Nov 21, 9:24 am EST | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 1,538 | $1.30 | $1,999 | 523,228 | — | plan? |
| Nov 17, 2017 JForm 4 → | Nov 21, 9:22 am EST | Douglas Q. HolmesDirector | 1,538 | $1.30 | $1,999 | 11,492 | — | plan? |
| Nov 17, 2017 JForm 4 → | Nov 21, 9:19 am EST | Jeanne M RickertCheif Legal Offficer, Director | 1,538 | $1.30 | $1,999 | 523,228 | — | plan? |
| Nov 17, 2017 JForm 4 → | Nov 21, 9:19 am EST | Ronald J BermanDirector | 1,538 | $1.30 | $1,999 | 254,430 | — | plan? |
| Nov 2, 2017 PForm 4 → | Nov 6, 3:29 pm EST | Ronald J BermanDirector | 1,500 | $1.31 | $1,960 | 252,892 | +0.60% | plan? |
| Oct 18, 2017 PForm 4 → | Oct 23, 11:59 am EDT | Ronald J BermanDirector | 950 | $1.27 | $1,205 | 251,292 | +0.38% | plan? late |
| Oct 4, 2017 PForm 4 → | Oct 10, 8:55 am EDT | Ronald J BermanDirector | 201 | $1.52 | $307 | 250,342 | +0.08% | plan? late |
| Sep 27, 2017 PForm 4 → | Oct 2, 1:57 pm EDT | Ronald J BermanDirector | 900 | $1.53 | $1,380 | 250,141 | +0.36% | plan? late |
| Sep 21, 2017 PForm 4 → | Sep 25, 9:37 am EDT | Ronald J BermanDirector | 1,867 | $1.53 | $2,848 | 249,241 | +0.75% | plan? |
| Sep 14, 2017 PForm 4 → | Sep 18, 9:51 am EDT | Ronald J BermanDirector | 800 | $1.39 | $1,110 | 247,374 | +0.32% | plan? |
| Aug 24, 2017 PForm 4 → | Aug 28, 12:55 pm EDT | Ronald J BermanDirector | 800 | $1.25 | $1,001 | 246,574 | +0.33% | plan? |
| Aug 17, 2017 PForm 4 → | Aug 21, 1:08 pm EDT | Ronald J BermanDirector | 1,200 | $1.13 | $1,360 | 245,774 | +0.49% | plan? |
| Aug 9, 2017 PForm 4 → | Aug 14, 9:07 am EDT | Ronald J BermanDirector | 1,406 | $1.23 | $1,727 | 244,574 | +0.58% | plan? late |
| Aug 2, 2017 PForm 4 → | Aug 7, 10:24 am EDT | Ronald J BermanDirector | 7,000 | $1.16 | $8,134 | 243,168 | +2.96% | plan? late |
| Jul 28, 2017 PForm 4 → | Aug 1, 6:15 am EDT | Ronald J BermanDirector | 2,294 | $1.23 | $2,818 | 236,168 | +0.98% | plan? |
| Jul 28, 2017 JForm 4 → | Jul 31, 4:16 pm EDT | Howard G Westerman Jr.Director | 1,600 | $1.25 | $2,000 | 34,130 | — | plan? |
| Jul 28, 2017 JForm 4 → | Jul 31, 4:14 pm EDT | Douglas Q. HolmesDirector | 1,600 | $1.25 | $2,000 | 9,954 | — | plan? |
| Jul 28, 2017 JForm 4 → | Jul 31, 4:11 pm EDT | Ronald J BermanDirector | 1,600 | $1.25 | $2,000 | 233,874 | — | plan? |
| Jul 28, 2017 JForm 4 → | Jul 31, 4:08 pm EDT | Jeanne M RickertChief Legal Officer, Director | 1,600 | $1.25 | $2,000 | 521,690 | — | plan? |
| Jul 28, 2017 JForm 4 → | Jul 31, 4:04 pm EDT | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 1,600 | $1.25 | $2,000 | 521,690 | — | plan? |
| Jun 24, 2017 PForm 4 → | Jun 28, 10:15 am EDT | Ronald J BermanDirector | 570 | $1.62 | $923 | 232,274 | +0.25% | plan? late |
| Jun 1, 2017 PForm 4 → | Jun 5, 6:10 am EDT | Ronald J BermanDirector | 1,000 | $1.79 | $1,785 | 231,704 | +0.43% | plan? |
| May 23, 2017 SForm 4 → | Jun 1, 9:10 pm EDT | Carl Zeiss Inc.10% Owner | 263,462 | $0.38 | $100,116 | 0 | −100% | plan? late |
| May 23, 2017 CForm 4 → | Jun 1, 9:10 pm EDT | Carl Zeiss Inc.10% Owner | 262,631 | — | — | 263,462 | — | plan? late |
| May 23, 2017 PForm 4 → | May 25, 4:12 pm EDT | Jeanne M RickertChief Legal Officer, Director | 43,910 | $0.38 | $16,686 | 520,090 | +9.22% | plan? |
| May 23, 2017 PForm 4 → | May 25, 4:11 pm EDT | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 43,910 | $0.38 | $16,686 | 520,090 | +9.22% | plan? |
| May 23, 2017 PForm 4 → | May 25, 4:10 pm EDT | Ronald J BermanDirector | 131,731 | $0.38 | $50,058 | 230,704 | +133% | plan? |
| Apr 28, 2017 JForm 4 → | May 1, 4:38 pm EDT | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 6,154 | $1.30 | $8,000 | 475,687 | — | plan? |
| Apr 28, 2017 JForm 4 → | May 1, 4:35 pm EDT | Ronald J BermanDirector | 3,077 | $1.30 | $4,000 | 98,973 | — | plan? |
| Apr 28, 2017 JForm 4 → | May 1, 4:33 pm EDT | Jeanne M RickertChief Legal Officer, Director | 6,154 | $1.30 | $8,000 | 475,687 | — | plan? |
| Apr 28, 2017 JForm 4 → | May 1, 4:31 pm EDT | Howard G Westerman Jr.Director | 3,846 | $1.30 | $5,000 | 32,530 | — | plan? |
| Apr 28, 2017 JForm 4 → | May 1, 4:28 pm EDT | Douglas Q. HolmesDirector | 3,077 | $1.30 | $4,000 | 8,354 | — | plan? |
| Mar 24, 2017 PForm 4 → | Mar 27, 10:54 am EDT | Ronald J BermanDirector | 500 | $1.40 | $700 | 95,896 | +0.52% | plan? |
| Mar 17, 2017 PForm 4 → | Mar 24, 10:38 am EDT | Ronald J BermanDirector | 545 | $1.45 | $788 | 95,396 | +0.57% | plan? late |
| Mar 9, 2017 PForm 4 → | Mar 13, 9:56 am EDT | Ronald J BermanDirector | 2,427 | $1.49 | $3,621 | 97,278 | +2.56% | plan? |
| Feb 28, 2017 PForm 4 → | Mar 6, 2:48 pm EST | Ronald J BermanDirector | 3,700 | $1.51 | $5,602 | 94,851 | +4.06% | plan? late |
| Feb 24, 2017 JForm 4 → | Feb 27, 11:59 am EST | Howard G Westerman Jr.Director | 1,282 | $1.56 | $2,000 | 28,684 | — | plan? |
| Feb 24, 2017 JForm 4 → | Feb 27, 11:59 am EST | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 1,282 | $1.56 | $2,000 | 469,533 | — | plan? |
| Feb 24, 2017 JForm 4 → | Feb 27, 11:58 am EST | Jeanne M RickertChief Legal Officer, Director | 1,282 | $1.56 | $2,000 | 469,533 | — | plan? |
| Feb 24, 2017 JForm 4 → | Feb 27, 11:57 am EST | Douglas Q. HolmesDirector | 1,282 | $1.56 | $2,000 | 5,277 | — | plan? |
| Feb 24, 2017 JForm 4 → | Feb 27, 11:54 am EST | Ronald J BermanDirector | 1,282 | $1.56 | $2,000 | 91,151 | — | plan? |
| Feb 23, 2017 PForm 4 → | Feb 27, 11:54 am EST | Ronald J BermanDirector | 412 | $1.55 | $639 | 89,869 | +0.46% | plan? |
| Feb 14, 2017 PForm 4 → | Feb 22, 11:29 am EST | Ronald J BermanDirector | 3,516 | $1.56 | $5,479 | 89,457 | +4.09% | plan? late |
| Feb 9, 2017 PForm 4 → | Feb 13, 10:32 am EST | Ronald J BermanDirector | 1,958 | $1.66 | $3,243 | 85,941 | +2.33% | plan? |
| Feb 1, 2017 PForm 4 → | Feb 6, 4:47 pm EST | Ronald J BermanDirector | 3,061 | $1.71 | $5,229 | 83,983 | +3.78% | plan? late |
| Jan 25, 2017 PForm 4 → | Jan 30, 1:47 pm EST | Ronald J BermanDirector | 1,500 | $1.77 | $2,650 | 80,922 | +1.89% | plan? late |
| Jan 13, 2017 PForm 4 → | Jan 23, 11:01 am EST | Ronald J BermanDirector | 1,600 | $1.66 | $2,660 | 79,422 | +2.06% | plan? late |
| Jan 4, 2017 PForm 4 → | Jan 9, 2:01 pm EST | Ronald J BermanDirector | 1,500 | $1.68 | $2,525 | 77,822 | +1.97% | plan? late |
| Dec 28, 2016 PForm 4 → | Jan 3, 2017, 12:51 pm EST | Ronald J BermanDirector | 3,060 | $1.50 | $4,602 | 76,322 | +4.18% | plan? late |
| Dec 22, 2016 PForm 4 → | Dec 27, 11:30 am EST | Ronald J BermanDirector | 1,866 | $1.65 | $3,086 | 73,256 | +2.61% | plan? |
| Dec 13, 2016 PForm 4 → | Dec 19, 10:01 am EST | Ronald J BermanDirector | 506 | $1.65 | $834 | 71,396 | +0.71% | plan? late |
| Dec 9, 2016 PForm 4/A → | Dec 19, 10:07 am EST | Ronald J BermanDirector | 460 | $1.72 | $791 | 70,890 | +0.65% | plan? |
| Dec 8, 2016 PForm 4 → | Dec 12, 10:41 am EST | Ronald J BermanDirector | 1,960 | $1.67 | $3,266 | 65,267 | +3.10% | plan? |
| Nov 21, 2016 PForm 4 → | Nov 30, 7:29 am EST | Ronald J BermanDirector | 3,663 | $1.53 | $5,588 | 68,930 | +5.61% | plan? late |
| Nov 17, 2016 PForm 4 → | Nov 21, 11:17 am EST | Ronald J BermanDirector | 2,228 | $1.73 | $3,846 | 65,267 | +3.53% | plan? |
| Nov 14, 2016 JForm 4 → | Nov 15, 5:19 pm EST | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 1,212 | $1.65 | $2,000 | 468,924 | — | plan? |
| Nov 14, 2016 JForm 4 → | Nov 15, 5:17 pm EST | Howard G Westerman Jr.Director | 1,212 | $1.65 | $2,000 | 14,289 | — | plan? |
| Nov 14, 2016 JForm 4 → | Nov 15, 5:16 pm EST | Jeanne M RickertChief Legal Officer, Director | 1,212 | $1.65 | $2,000 | 468,924 | — | plan? |
| Nov 14, 2016 JForm 4 → | Nov 15, 5:16 pm EST | Douglas Q. HolmesDirector | 1,212 | $1.65 | $2,000 | 3,995 | — | plan? |
| Nov 14, 2016 JForm 4 → | Nov 15, 5:14 pm EST | Ronald J BermanDirector | 1,212 | $1.65 | $2,000 | 63,039 | — | plan? |
| Nov 3, 2016 PForm 4 → | Nov 7, 10:14 am EST | Ronald J BermanDirector | 1,633 | $1.56 | $2,554 | 61,827 | +2.71% | plan? |
| Oct 27, 2016 PForm 4 → | Oct 31, 10:20 am EDT | Ronald J BermanDirector | 1,500 | $1.73 | $2,600 | 60,194 | +2.56% | plan? |
| Oct 18, 2016 PForm 4 → | Oct 21, 10:09 am EDT | Ronald J BermanDirector | 2,664 | $1.67 | $4,440 | 58,694 | +4.75% | plan? late |
| Oct 11, 2016 PForm 4 → | Oct 14, 9:56 am EDT | Ronald J BermanDirector | 2,500 | $1.72 | $4,294 | 56,030 | +4.67% | plan? late |
| Sep 27, 2016 PForm 4 → | Oct 5, 12:54 pm EDT | Ronald J BermanDirector | 2,121 | $2.03 | $4,308 | 53,530 | +4.13% | plan? late |
| Sep 15, 2016 PForm 4 → | Sep 19, 10:29 am EDT | Ronald J BermanDirector | 500 | $2.00 | $1,000 | 51,409 | +0.98% | plan? |
| Aug 26, 2016 PForm 4 → | Aug 29, 4:04 pm EDT | Ronald J BermanDirector | 2,000 | $2.18 | $4,350 | 50,909 | +4.09% | plan? |
| Aug 10, 2016 PForm 4 → | Aug 15, 9:32 am EDT | Ronald J BermanDirector | 3,065 | $2.50 | $7,663 | 48,909 | +6.69% | plan? late |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2019 PForm 4 → | Feb 4, 4:02 pm EST | Howard G Westerman Jr.Director | 30,157 | $0.03 | $905 | 67,852 | — | |
| Jan 31, 2019 PForm 4 → | Feb 4, 4:01 pm EST | Tom J. BermanPresident, Director | 106,350 | $0.03 | $3,190 | 29,615 | — | |
| Oct 16, 2018 PForm 4 → | Oct 18, 9:23 am EDT | Ronald J BermanDirector | 381,357 | $0.03 | $11,441 | 383,100 | — | amended |
| Oct 16, 2018 PForm 4 → | Oct 18, 9:08 am EDT | Howard G Westerman Jr.Director | 101,694 | $0.03 | $3,051 | 102,753 | — | |
| May 23, 2017 CForm 4 → | Jun 1, 9:10 pm EDT | Carl Zeiss Inc.10% Owner | 262,631 | — | — | 262,631 | — | late |