SEC Form 4 · accession 0001493152-16-015303
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 11:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 17, 2016 | P | 1,000 | $1.82 | A | 64,039 | D | |
| Class A Common Stock | Nov 18, 2016 | P | 1,228 | $1.65 | A | 65,267 | D |
Table II — derivative securities
No Table II lines on this filing.