SEC Form 4 · accession 0001493152-16-015526
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 30, 2016 · 7:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 21, 2016 | P | 100 | $1.40 | A | 65,367 | D | |
| Class A Common Stock | Nov 21, 2016 | P | 363 | $1.52 | A | 65,730 | D | |
| Class A Common Stock | Nov 21, 2016 | P | 128 | $1.75 | A | 65,858 | D | |
| Class A Common Stock | Nov 21, 2016 | P | 72 | $1.65 | A | 65,930 | D | |
| Class A Common Stock | Nov 21, 2016 | P | 300 | $1.62 | A | 66,230 | D | |
| Class A Common Stock | Nov 21, 2016 | P | 500 | $1.45 | A | 66,730 | D | |
| Class A Common Stock | Nov 21, 2016 | P | 900 | $1.45 | A | 67,630 | D | |
| Class A Common Stock | Nov 22, 2016 | P | 500 | $1.65 | A | 68,130 | D | |
| Class A Common Stock | Nov 23, 2016 | P | 300 | $1.50 | A | 68,430 | D | |
| Class A Common Stock | Nov 23, 2016 | P | 500 | $1.525 | A | 68,930 | D |
Table II — derivative securities
No Table II lines on this filing.